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TMSIS Dataguide Medicaid.gov
Version 3.27.0

Appendices

Appendix B: Home and Community-Based Services (HCBS) Taxonomy

The following table defines categories and services in the HCBS Taxonomy. It was approved by CMS in August 2012.

To acknowledge state variation, services and categories are defined based on the minimum definition necessary to establish mutually distinct categories and services. Some services are defined in part by characteristics that are NOT in that service. For example, the difference between companion services and personal care is that companion services do not include assistance with activities of daily living (ADLs) such as bathing, dressing, eating, and toileting.

Some of the services reflected below, including, but not limited to personal care, case management, home health aide, and physician services, may (and in some case, must) also be covered under the Medicaid State Plan. The definitions below only define these services for purposes of Section 1915(c) Waivers and the State Plan Home and Community-Based Services benefit authorized by Section 1915(i). States interested in reflecting services as “extended state plan” services must offer them in accordance with state plan service definitions. Consult with the CMS Division of Benefits and Coverage in those instances to ensure definition alignment.

The services and categories are arranged in order of consideration for placing a particular state service in the taxonomy. If one is not sure how to map a state’s service to the taxonomy, one should first consider Case Management, then Round-the-Clock Services, then Supported Employment, etc.

HCBS Service Taxonomy Values:

Appendix D: Types of Service (TOS) Reference

Definitions of Types of Service

The following definitions are adaptations of those given in the Code of Federal Regulations. These definitions, although abbreviated, are intended to facilitate the classification of medical care and services for reporting purposes. They do not modify any requirements of the Act or supersede in any way the definitions included in the Code of Federal Regulations (CFR).

Effective FY 1999, services provided under Family Planning, EPSDT, Rural Health Clinics, FQHC’s, and Home-and-Community-Based Waiver programs will be coded according to the types of services listed below. Specific programs with which these services are associated will be identified using the program type coding as defined in Attachment 5.

1. Unduplicated Total.--Report the unduplicated total of recipients by maintenance assistance status (MAS) and by basis of eligibility (BOE). A recipient receiving more than one type of service is reported only once in the unduplicated total.

Facilities

2. Inpatient Hospital Services (TOS Code=001) These are services that are:

Term Description
Inpatient hospital services, other than services in an institution for mental diseases¹ 42 CFR § 440.10
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage. 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

3. Mental Health Facility Services (See 42 CFR § 440.140 , 440.160 , and 435.1009).--An institution for mental health conditions is a hospital, nursing facility, or other institution that is primarily engaged in providing diagnosis, treatment or care of individuals with mental health conditions, including medical care, nursing care, and related services. Report totals for services defined under 3a and 3b.

3a. Inpatient Psychiatric Facility Services for Individuals Age 21 and Under (TOS Code=048). These are services that:

Term Description
Inpatient psychiatric services for individuals under age 21 42 CFR § 440.160
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent cover coverage. 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

3b. Other Mental Health Facility Services (Individuals Age 65 or Older) (TOS Code= 044 and 045) These are services provided under the direction of a physician for the care and treatment of recipients in an institution for mental health conditions that meets the requirements specified in 42 CFR § 440.140.

Term Description
Inpatient hospital services, nursing facility services, and intermediate care facility services for individuals age 65 or older in institutions for mental diseases 42 CFR § 440.160

4. Nursing Facilities (NF) Services (TOS Code=009 and 047) These are services provided in an institution (or a distinct part of an institution) which:²

Term Description
Nursing facility services for individuals age 21 or older (other than services in an institution for mental disease), EPSDT, and family planning services and supplies 42 CFR § 440.40
Nursing facility services, other than in institutions for mental diseases 42 CFR § 440.155

5. ICF Services for the Intellectually Disabled (TOS Code=046) (See 42 CFR § 440.150).--These are services provided in an institution for individuals with intellectual disabilities persons or persons with related conditions if the:

Term Description
Intermediate care facility (ICF/IID) services 42 CFR 440.150

Services

6. Physicians' Services (TOS Code=012).--Whether furnished in a physician's office, a recipient's home, a hospital, a NF, or elsewhere, these are services provided:

Term Description
Physicians' services and medical and surgical services of a dentist 42 CFR § 440.50
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

7. Outpatient Hospital Services (TOS Codes=002) These are preventive, diagnostic, therapeutic, rehabilitative, or palliative services that are furnished:

Term Description
Outpatient hospital services and rural health clinic services 42 CFR § 440.20
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

8. Prescribed Drugs (TOS Code=033) These are simple or compound substances or mixtures of substances prescribed for the cure, mitigation, or prevention of disease or for health maintenance that are:

Term Description
Prescribed drugs, dentures, prosthetic devices, and eyeglasses 42 CFR § 440.120
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

9. Dental Services (TOS Code=029) These are diagnostic, preventive, or corrective procedures provided by or under the supervision of a dentist in the practice of his or her profession, including treatment of:³

Term Description
Dental services 42 CFR § 440.100
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

Other Services

10. Other Licensed Practitioners' Services (TOS Code=015) These are medical or remedial care or services, other than physician services or services of a dentist, provided by licensed practitioners within the scope of practice as defined under State law. The category “Other Licensed Practitioners' Services” is different than the “Other Care” category. Examples of other practitioners (if covered under State law) are:
- Chiropractors;
- Podiatrists;
- Psychologists; and
- Optometrists.

Other Licensed Practitioners' Services include hearing aids and eyeglasses only if they are billed directly by the professional practitioner. If billed by a physician, they are reported as Physicians' Services. Otherwise, report them under Other Care.

Other Licensed Practitioners' Services do not include prosthetic devices billed by physicians, laboratory or X-ray services provided by other practitioners, or services of other practitioners that are included in inpatient or outpatient hospital bills. These services are counted under the related type of service as appropriate. Devices billed by providers not included under the listed types of service are counted under Other Care.

Report Other Licensed Practitioners' Services that are billed by a hospital as inpatient or outpatient services, as appropriate.

Speech therapists, audiologists, opticians, physical therapists, and occupational therapists are not included within Other Licensed Practitioners' Services.

Chiropractors' services include only services that are provided by a chiropractor (who is licensed by the State) and consist of treatment by means of manual manipulation of the spine that the chiropractor is legally authorized by the State to perform.

Term Description
Medical or other remedial care provided by licensed practitioners 42 CFR § 440.60
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

11. Clinic Services (TOS Code=028) Clinic services include preventive, diagnostic, therapeutic, rehabilitative, or palliative items or services that are provided:

Term Description
Clinic services 42 CFR § 440.90
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

12. Laboratory and X-Ray Services (TOS Code=005, 006, 007, and 008) These are professional or technical laboratory and radiological services that are:

Term Description
Other laboratory and X-ray services 42 CFR § 440.30
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

13. Sterilizations (TOS Code=084) These are medical procedures, treatment or operations for the purpose of rendering an individual permanently incapable of reproducing.

Term Description
Sterilizations 42 CFR 441, Subpart F

14. Home Health Services (TOS Code=016,017, 018, 019, 020, and 021) These are services provided at the patient's place of residence, in compliance with a physician's written plan of care that is reviewed every 62 days. The following items and services are mandatory.

Term Description
Home health services 42 CFR § 440.70
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

Personal Services

15. Personal Support Services.--Report total unduplicated recipients and payments for services defined in 15a through 15i.

15a. Personal Care Services (TOS Code=051).--These are services furnished to an individual who is not an inpatient or resident of a hospital, nursing facility, intermediate care facility for individuals with intellectual disabilities, or institution for mental health conditions that are:

Term Description
Personal care services 42 CFR § 440.167

15b. Targeted Case Management Services (TOS Code=053) These are services that are furnished to individuals eligible under the plan to gain access to needed medical, social, educational, and other services. The agency may make available case management services to:

Term Description
Other laboratory and X-ray services 42 CFR § 440.169
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

15c. Rehabilitative Services (TOS Code=043)--These include any medical or remedial services recommended by a physician or other licensed practitioner of the healing arts within the scope of his/her practice under State law for maximum reduction of physical or mental health condition and restoration of a recipient to his/her best possible functional level.

Term Description
Diagnostic, screening, preventive, and rehabilitative services 42 CFR 440.130

15d. Physical Therapy, Occupational Therapy, and Services For Individuals with Speech, Hearing, and Language Disorders (TOS Codes=030, 031, and 032). These are services prescribed by a physician or other licensed practitioner within the scope of his or her practice under State law and provided to a recipient by, or under the direction of, a qualified physical therapist, occupational therapist, speech pathologist, or audiologist. It includes any necessary supplies and equipment.

Term Description
Physical therapy, occupational therapy, and services for individuals with speech, hearing, and language disorders 42 CFR § 440.110
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

15e. Hospice Services (TOS Code=087) whether received in a hospice facility or elsewhere, these are services that are:

Term Description
Covered services 42 CFR § 418.202
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

15f. Nurse Midwife (TOS Code=025).--These are services that are concerned with management and the care of mothers and newborns throughout the maternity cycle and are furnished within the scope of practice authorized by State law or regulation.

Term Description
Nurse-midwife service 42 CFR § 440.165
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

15g. Nurse Practitioner (TOS Code=026). These are services furnished by a registered professional nurse who meets State’s advanced educational and clinical practice requirements, if any, beyond the 2 to 4 years of basic nursing education required of all registered nurses.

Term Description
Nurse practitioner services 42 CFR § 440.166
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

15h. Private Duty Nursing (TOS Code=022). When covered in the State plan, these are services of registered nurses or licensed practical nurses provided under direction of a physician to recipients in their own homes, hospitals or nursing facilities (as specified by the State).

Term Description
Private duty nursing services 42 CFR § 440.80
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

15i. Religious Non-Medical Health Care Institutions (TOS Code=058). These are non-medical health care services equivalent to a hospital or extended care level of care provided in facilities that meet the requirements of Section 1861(ss)(1) of the Act.

Term Description
Any other medical care or remedial care recognized under State law and specified by the Secretary See 42 CFR § 440.170

Other Care

16. Other Care--Report total unduplicated recipients and payments for services in sections 16a, 16b, and 16c. Such services do not meet the definition of, and are not classified under, any of the previously described categories.

Term Description
Prescribed drugs, dentures, prosthetic devices, and eyeglasses 42 CFR 440.120(b), (c), and (d)
Any other medical care or remedial care recognized under State law and specified by the Secretary 42 CFR § 440.170

16a. Transportation (TOS Code=056)--Report totals for services provided under this title to include transportation and other related travel services determined necessary by you to secure medical examinations and treatment for a recipient.

Term Description
Any other medical care or remedial care recognized under State law and specified by the Secretary 42 CFR 440.170
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

16b. Other Pregnancy-related Procedures (TOS Code=086). In accordance with the terms of the DHHS Appropriations Bill and 42 CFR 441, Subpart E, FFP is available for other pregnancy-related procedures:

Term Description
Abortions 42 CFR Subpart E
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

16c. Other Services (TOS Code= 035, 036, 037, 062, 063, 064, 065, 066, 067, 068, 069, 073, 074, 075, 076, 077, 078, 079, 080, 081, 082, 083).--These services do not meet the definitions of any of the previously described service categories. They may include, but are not limited to:

Prosthetic devices, which are replacement, corrective, or supportive devices prescribed by a physician or other licensed practitioner of the healing arts within the scope of practice as defined by State law to:

Term Description
Prescribed drugs, dentures, prosthetic devices, and eyeglasses 42 CFR § 440.120
Definition of child health assistance 42 CFR § 457.402
Benchmark health benefits coverage 42 CFR § 457.420
Benchmark-equivalent health benefits coverage 42 CFR § 457.430
Actuarial report for benchmark-equivalent coverage 42 CFR § 457.431
Existing comprehensive State-based coverage 42 CFR § 457.440
Secretary-approved coverage 42 CFR § 457.450

17. Capitated Care -- This includes enrollees and capitated payments for the plan types defined in 17a and b below. Report unduplicated enrolled eligible and payments for 17a and b.

Term Description
CONTRACTS 42 CFR § Part 434

17a. Health Maintenance Organization (HMO) and Health Insuring Organization (HIO) (TOS Code=119).--These include plans contracted to provide capitated comprehensive services. An HMO is a public or private organization that contracts on a prepaid capitated risk basis to provide a comprehensive set of services and is federally qualified or State-plan defined. An HIO is an entity that provides for or arranges for the provision of care and contracts on a prepaid capitated risk basis to provide a comprehensive set of services.

17b. Prepaid Health Plans (PHP) (TOS Code=122).--These include plans that are contracted to provide less than comprehensive services. Under a non-risk or risk arrangement, the State may contract with (but not limited to these entities) a physician, physician group, or clinic for a limited range of services under capitation. A PHP is an entity that provides a non-comprehensive set of services on either capitated risk or non-risk basis or the entity provides comprehensive services on a non-risk basis.

18. Primary Care Case Management (PCCM) (TOS Code=120)--The State contracts directly with primary care providers who agree to be responsible for the provision and/or coordination of medical services to Medicaid recipients under their care. Currently, most PCCM programs pay the primary care physician a monthly case management fee. Report these recipients and associated PCCM fees in this section.

Term Description
Primary Care Case Management See §1915(b)(1) of the Act

19. COVID-19 Testing (See §1902(a)(10)(G) of the act). --This includes in vitro diagnostic products for the detection of SARS-CoV-2 or the diagnosis of the virus that causes COVID-19, and any visit for COVID-19 testing-related services for which payment may be made under the State plan.

19a. COVID-19 Testing (TOS Code 136) should be reported for any COVID-19 diagnostic product that is administered during any portion of the emergency period, beginning March 18, 2020, to an uninsured individual who receives limited Medicaid coverage for COVID-19 testing and testing-related services.

19b. COVID-19 Testing-Related Services (TOS Code 137) should be reported for any COVID-19 testing-related services provided to an uninsured individual who receives limited Medicaid coverage for COVID-19 testing and testing-related services for which payment may be made under the State plan.

20. Per member per month (PMPM) payments for health home services (TOS 138)
21. Per member per month (PMPM) payments for Medicare Part A premiums (TOS 139)
22. Per member per month (PMPM) payments for Medicare Part B premiums (TOS 140)
23. Per member per month (PMPM) payments for Medicare Advantage Dual Special Needs Plans (D-SNP) -Medicare Part C (TOS 141)
24. Per member per month (PMPM) payments for Medicare Part D premiums (TOS 142)
25. Per member per month (PMPM) payments for other payments (TOS 143)
26. Payments to individuals for personal assistance services under 1915(j) (TOS 144)
27. Medication Assisted Treatment (MAT) services and drugs for evidenced-based treatment of Opioid Use Disorder (OUD) (TOS 145) (§1905(a)(29) of the Social Security Act) Effective October 1, 2020, state Medicaid programs are required to provide coverage of Medication Assisted Treatment (MAT) services and drugs under a new mandatory benefit. The SUPPORT Act of 2018 (P.L. 115-271) amended the Social Security Act (the Act) to add this new mandatory benefit. The purpose of the new mandatory MAT benefit found at section 1905(a)(29) of the Act is to increase access to evidenced-based treatment for Opioid Use Disorder (OUD) for all Medicaid beneficiaries and to allow patients to seek the best course of treatment and particular medications that may not have been previously covered. CMS interprets sections 1905(a)(29) and 1905(ee) of the Act to require that, as of October 1, 2020, states must include as part of the new MAT mandatory benefit all forms of drugs and biologicals that the Food and Drug Administration (FDA) has approved or licensed for MAT to treat OUD. More specifically, under the new mandatory MAT benefit, states are required to cover such FDA approved or licensed drugs and biologicals used for indications for MAT to treat OUD. States currently cover many of these MAT drugs and biologicals (for all medically-accepted indications) under the optional benefit for prescribed drugs described at section 1905(a)(12) of the Act


1. Inpatient hospital services do not include nursing facility services furnished by a hospital with swing-bed approval. However, include services provided in a psychiatric wing of a general hospital if the psychiatric wing is not administratively separated from the general hospital.

2. ICF Services - All Other.--This is combined with nursing facility services.

3. Include services related to providing and fitting dentures as dental services. Dentures mean artificial structures made by, or under the direction of, a dentist to replace a full or partial set of teeth.
Dental services do not include services provided as part of inpatient hospital, outpatient hospital, non-dental clinic, or laboratory services and billed by the hospital, non-dental clinic, or laboratory or services which meet the requirements of 42 CFR 440.50(b) (i.e., are provided by a dentist but may be provided by either a dentist or physician under State law).

4. Place dental clinic services under dental services. Report any services not included above under other care. A clinic staff may include practitioners with different specialties.

5. Transportation, as defined above, is furnished only by a provider to whom a direct vendor payment can appropriately be made. If other arrangements are made to assure transportation under 42 CFR 431.53, FFP is available as an administrative cost.

6. Include dental, mental health, and other plans covering limited services under PHP.

7. Where the fee includes services beyond case management, report the enrollees and fees under prepaid health plans (17b).

Appendix E: Program Type Reference

Definitions of Program Type Reference

The following definitions describe special Medicaid/CHIP programs that are coded independently of type of service for MSIS purposes. These programs tend to cover bands of services that cut across many types of service.

Program Type 1-3

Term Description
Program Type 01: Early and Periodic Screening, Diagnosis, and Treatment (EPSDT) 42 CFR § 440.40 (b)
Program Type 02: Family Planning 42 CFR § 440.40 (c)
Program Type 03: Rural Health Clinics (RHC) 42 CFR § 440.20 (b)

Program Type 4-5

Term Description
Program Type 04: Federally Qualified Health Center (FQHC) See §1905 (a)(2) of the Act
Program Type 05: Indian Health Services See §1911 of the Act and 42 CFR § 431.110

Program Type 6-10

Term Description
Program Type 06: Home and Community-Based Services for Disabled and Elderly See 1929 of the Act  and 42 CFR § 431.110
Program Type 07: Home and Community Based Waivers See §1915(c) of the Act  and 42 CFR § 440.180
Program Type 08: Money Follows Patient (MFP) service package (established by Section 6071 of Deficit Reduction Act of 2005 [Public Law 109-171] and extended by Section 2403 off the Patient Protection and Affordable Care Act of 2010 [Public Law 111-148]) helps States rebalance their long-term care systems through the development of transition programs that move people with Medicaid from institutional-based long-term care to community-based long-term care. To qualify for MFP, Medicaid recipients need to have been in institutional care for at least 90 days, exclusive of Medicare-paid rehabilitation days. Upon the initial transition to community-based long-term care, MFP participants are eligible for MFP benefits for up to 365 days. At the conclusion of MFP eligibility, the person continues as a typical Medicaid beneficiary. While eligible for MFP benefits, the restricted benefits flag in the eligibility file should be set to value 08 whenever the beneficiary has a single day of MFP eligibility during the month.

Any service financed with MFP grant funds is considered an MFP service. MFP services are home- and community-based services (HCBS) financed with MFP grant funds. They can be 1915(c) waiver services or HCBS state plan services. The program has three classes of HCBS, including qualified HCBS (HCBS that the person would have been eligible for regardless of participation in MFP), demonstration HCBS (HCBS that are above and beyond what they would have qualified for as a regular Medicaid beneficiary), and supplemental services (which are typically one-time services someone needs to make the transition to community-based long-term care). States received enhanced matching funds for the qualified and demonstration services, and their regular mating rate for the supplemental services. Examples of MFP-financed services include, but are not limited to:

- 1915(c) waiver services

- Personal care assistance services provided through the state plan

- Behavioral health services, including psychosocial rehabilitation
Program Type 10: Balancing Incentive Payments (BIP) The Balancing Incentive Program authorizes grants to States to increase access to non-institutional long-term services and supports (LTSS) as of October 1, 2011.

The Balancing Incentive Program will help States transform their long-term care systems by:

- Lowering costs through improved systems performance & efficiency

- Creating tools to help consumers with care planning & assessment

- Improving quality measurement & oversight

The Balancing Incentive Program also provides new ways to serve more people in home and community-based settings, in keeping with the integration mandate of the Americans with Disabilities Act (ADA), as required by the Olmstead decision. The Balancing Incentive Program was created by the Affordable Care Act of 2010 (Section 10202).

Program Type 11-13

Term Description
Program Type 11: Community First Choice (1915(k). §1915(k) of the Act
Program Type 12: Psychiatric Rehab Facility for Children Under the authority of section 2707 of the Patient Protection and Affordable Care Act of 2010 (Affordable Care Act), the Centers for Medicare & Medicaid Services (CMS) is funding the Medicaid Emergency Psychiatric Demonstration, which will be conducted by participating States. This is a 3-year Demonstration that permits participating States to provide payment under the State Medicaid plan to certain non-government psychiatric hospitals for inpatient emergency psychiatric care to Medicaid recipients aged 21 to 64 who have expressed suicidal or homicidal thoughts or gestures, and are determined to be dangerous to themselves or others.
Program Type 13: Home and Community-Based Services (HCBS) State Plan Option (1915(i)) §1915(i) of the Act

Program Type 14

Term Description
State Plan CHIP 42 CFR § 457

Program Type 15-16

Term Description
Program Type 15: Psychiatric Residential Treatment Facilities Demonstration Grant Program The Community Alternatives to Psychiatric Residential Treatment Facilities (PRTF) Demonstration Grant Program was authorized by Section 6063 of the Deficit Reduction Act of 2005 to provide up to $218 million to up to 10 states to develop 5-year demonstration programs that provide home and community-based services to children as alternatives to PRTF's. Nine states implemented demonstration grants. These projects were designed to test the cost-effectiveness of providing services in a child’s home or community rather than in a PRTF and whether the services improve or maintain the child’s functioning.
Program Type 16: 1915(j) (Self-directed personal assistance services/personal care under State Plan or 1915(c) waiver). §1915(j) of the Act

Program Type 17

Term Description
Program Type 17: COVID-19 Testing Services Section 6004(a)(3) of the Families First Coronavirus Response Act (FFCRA) added Section 1902(a)(10)(A)(ii)(XXIII) to the Social Security Act (the Act). During any portion of the public health emergency period beginning March 18, 2020, this provision permits states to temporarily cover uninsured individuals through an optional Medicaid eligibility group for the limited purpose of COVID-19 testing. Such medical assistance, as limited by clause XVIII in the text following Section 1902(a)(10)(G) of the Act, includes: in vitro diagnostic products for the detection of SARS-CoV-2 or the diagnosis of the virus that causes COVID-19, and any visit for COVID-19 testing-related services for which payment may be made under the State plan. For the purposes of this eligibility group, please reference the COVID-19 FAQs on implementation of Section 6008 of the Families First Coronavirus Response Act and Coronavirus Aid, Relief, and Economic Security (CARES) Act for the definition of an uninsured individual.[4] States can claim 100 percent FMAP for services provided to an individual enrolled in the COVID-19 testing group. The 100 percent match is only available for the testing and testing-related services provided to beneficiaries enrolled in the new COVID-19 testing group (and for related administrative expenditures).

Appendix F: Eligibility Group Table

MEDICAID MANDATORY COVERAGE

Code Eligibility Group Short Description Citation Type Category
01 Parents and Other Caretaker Relatives Parents and other caretaker relatives of dependent children with household income at or below a standard established by the state. 42 CFR 435.110; 1902(a)(10)(A)(i)(I); 1931(b) and (d) Family/Adult Mandatory Coverage
02 Transitional Medical Assistance Families with Medicaid eligibility extended for up to 12 months because of earnings. 408(a)(11)(A); 1902(a)(52); 1902(e)(1)(B);1925;1931(c)(2) Family/Adult Mandatory Coverage
03 Extended Medicaid due to Earnings Families with Medicaid eligibility extended for 4 months because of increased earnings. 42 CFR 435.112; 408(a)(11)(A); 1902 (e)(1)(A) 1931 (c)(2) Family/Adult Mandatory Coverage
04 Extended Medicaid due to Spousal Support Collections Families with Medicaid eligibility extended for 4 months as the result of the collection of spousal support. 42 CFR 435.115; 408(a)(11)(B); 1931 (c)(1) Family/Adult Mandatory Coverage
05 Pregnant Women Women who are pregnant or post-partum, with household income at or below a standard established by the state. 42 CFR 435.116; 1902(a)(10)(A)(i)(III) and (IV); 1902(a)(10)(A)(ii)(I), (IV) and (IX);1931(b) and (d); Family/Adult Mandatory Coverage
06 Deemed Newborns Children born to women covered under Medicaid or a separate CHIP for the date of the child's birth, who are deemed eligible for Medicaid until the child turns age 1 42 CFR 435.117;1902(e)(4) and 2112€ Family/Adult Mandatory Coverage
07 Infants and Children under Age 19 Infants and children under age 19 with household income at or below standards established by the state based on age group. 42 CFR 435.118 1902(a)(10)(A)(i)(III), (IV), (VI) and (VII); 1902(a)(10)(A)(ii)(IV) and (IX); 1931(b) and (d) Family/Adult Mandatory Coverage
08 Children with Title IV-E Adoption Assistance, Foster Care or Guardianship Care Individuals for whom an adoption assistance agreement is in effect or foster care or kinship guardianship assistance maintenance payments are made under Title IV-E of the Act. 42 CFR 435.145; 473(b)(3); 1902(a)(10)(A)(i)(I) Family/Adult Mandatory Coverage
09 Former Foster Care Children Individuals under the age of 26, not otherwise mandatorily eligible, who were in foster care and on Medicaid either when they turned age 18 or aged out of foster care. 42 CFR 435.150; 1902(a)(10)(A)(i)(IX) Family/Adult Mandatory Coverage
11 Individuals Receiving SSI Individuals who are aged, blind or disabled who receive SSI. 42 CFR 435.120; 1902(a)(10)(A)(i)(II)(aa) ABD Mandatory Coverage
12 Aged, Blind and Disabled Individuals in 209(b) States In 209(b) states, aged, blind and disabled individuals who meet more restrictive criteria than used in SSI. 42 CFR 435.121; 1902(f) ABD Mandatory Coverage
13 Individuals Receiving Mandatory State Supplements Individuals receiving mandatory State Supplements to SSI benefits. 42 CFR 435.130 ABD Mandatory Coverage
14 Individuals Who Are Essential Spouses Individuals who were eligible as essential spouses in 1973 and who continue be essential to the well-being of a recipient of cash assistance. 42 CFR 435.131; 1905(a) ABD Mandatory Coverage
15 Institutionalized Individuals Continuously Eligible Since 1973 Institutionalized individuals who were eligible for Medicaid in 1973 as inpatients of Title XIX medical institutions or intermediate care facilities, and who continue to meet the 1973 requirements. 42 CFR 435.132 ABD Mandatory Coverage
16 Blind or Disabled Individuals Eligible in 1973 Blind or disabled individuals who were eligible for Medicaid in 1973 who meet all current requirements for Medicaid except for the blindness or disability criteria. 42 CFR 435.133 ABD Mandatory Coverage
17 Individuals Who Lost Eligibility for SSI/SSP Due to an Increase in OASDI Benefits in 1972 Individuals who would be eligible for SSI/SSP except for the increase in OASDI benefits in 1972, who were entitled to and receiving cash assistance in August, 1972. 42 CFR 435.134 ABD Mandatory Coverage
18 Individuals Who Would be Eligible for SSI/SSP but for OASDI COLA increases since April, 1977 Individuals who are receiving OASDI and became ineligible for SSI/SSP after April, 1977, who would continue to be eligible if the cost of living increases in OASDI since their last month of eligibility for SSI/SSP/OASDI were deducted from income. 42 CFR 435.135; ABD Mandatory Coverage
19 Disabled Widows and Widowers Ineligible for SSI due to Increase in OASDI Disabled widows and widowers who would be eligible for SSI /SSP, except for the increase in OASDI benefits due to the elimination of the reduction factor in P.L. 98-21, who therefore are deemed to be SSI or SSP recipients. 42 CFR 435.137; 1634(b) ABD Mandatory Coverage
20 Disabled Widows and Widowers Ineligible for SSI due to Early Receipt of Social Security Disabled widows and widowers who would be eligible for SSI/SSP, except for the early receipt of OASDI benefits, who are not entitled to Medicare Part A, who therefore are deemed to be SSI recipients. 42 CFR 435.138; 1634(d) ABD Mandatory Coverage
21 Working Disabled under 1619(b) Blind or disabled individuals who participated in Medicaid as SSI cash recipients or who were considered to be receiving SSI, who would still qualify for SSI except for earnings. 1619(b); 1902(a)(10)(A)(i)(II)(bb); 1905(q) ABD Mandatory Coverage
22 Disabled Adult Children Individuals who lose eligibility for SSI at age 18 or older due to receipt of or increase in Title II OASDI child benefits. 1634(c) ABD Mandatory Coverage
23 Qualified Medicare Beneficiaries Individuals with income equal to or less than 100% of the FPL who are entitled to Medicare Part A, who qualify for Medicare cost-sharing. 1902(a)(10)(E)(i);1905(p) ABD Mandatory Coverage
24 Qualified Disabled and Working Individuals Working, disabled individuals with income equal to or less than 200% of the FPL, who are entitled to Medicare Part A under section 1818A, who qualify for payment of Medicare Part A premiums. 1902(a)(10)(E)(ii); 1905(p)(3)(A)(i); 1905(s) ABD Mandatory Coverage
25 Specified Low Income Medicare Beneficiaries Individuals with income between 100% and 120% of the FPL who are entitled to Medicare Part A, who qualify for payment of Medicare Part B premiums. 1902(a)(10)(E)(iii); 1905(p)(3)(A)(ii) ABD Mandatory Coverage
26 Qualifying Individuals Individuals with income between 120% and 135% of the FPL who are entitled to Medicare Part A, who qualify for payment of Medicare Part B premiums. 1902(a)(10)(E)(iv); 1905(p)(3)(A)(ii) ABD Mandatory Coverage

MEDICAID OPTIONS FOR COVERAGE

Code Eligibility Group Short Description Citation Type Category
27 Optional Coverage of Parents and Other Caretaker Relatives Individuals qualifying as parents or caretaker relatives who are not mandatorily eligible and who have income at or below a standard established by the State. 42 CFR 435.220; 1902(a)(10)(A)(ii)(I) Family/Adult Options for Coverage
28 Reasonable Classifications of Individuals under Age 21 Individuals under age 21 who are not mandatorily eligible and who have income at or below a standard established by the State. 42 CFR 435.222; 1902(a)(10)(A)(ii)(I) and (IV) Family/Adult Options for Coverage
29 Children with Non-IV-E Adoption Assistance Children with special needs for whom there is a non-IV-E adoption assistance agreement in effect with a state, who either were eligible for Medicaid or had income at or below a standard established by the state. 42 CFR 435.227; 1902(a)(10)(A)(ii)(VIII); Family/Adult Options for Coverage
30 Independent Foster Care Adolescents Individuals under an age specified by the State, less than age 21, who were in State-sponsored foster care on their 18th birthday and who meet the income standard established by the State. 42 CFR 435.226; 1902(a)(10)(A)(ii)(XVII) Family/Adult Options for Coverage
31 Optional Targeted Low Income Children Uninsured children who meet the definition of optional targeted low income children at 42 CFR 435.4, who have household income at or below a standard established by the State. 42 CFR 435.229 and 435.4; 1902(a)(10)(A)(ii)(XIV); 1905(u)(2)(B) Family/Adult Options for Coverage
32 Individuals Electing COBRA Continuation Coverage Individuals choosing to continue COBRA benefits with income equal to or less than 100% of the FPL. 1902(a)(10)(F); 1902(u)(1) Family/Adult Options for Coverage
33 Individuals above 133% FPL under Age 65 Individuals under 65, not otherwise mandatorily or optionally eligible, with income above 133% FPL and at or below a standard established by the State. CFR 435.218; 1902(hh); 1902(a)(10)(A)(ii)(XX) Family/Adult Options for Coverage
34 Certain Individuals Needing Treatment for Breast or Cervical Cancer Individuals under the age of 65 who have been screened for breast or cervical cancer and need treatment. 42 CFR 435.213; 1902(a)(10)(A)(ii)(XVIII); 1902(aa) Family/Adult Options for Coverage
35 Individuals Eligible for Family Planning Services Individuals who are not pregnant, with income equal to or below the highest standard for pregnant women, as specified by the State, limited to family planning and related services. 42 CFR 435.214; 1902(a)(10)(A)(ii)(XXI) Family/Adult Options for Coverage
36 Individuals with Tuberculosis Individuals infected with tuberculosis whose income does not exceed established standards, limited to tuberculosis-related services. 42 CFR 435.215; 1902(a)(10)(A)(ii)(XII); 1902(z) Family/Adult Options for Coverage
37 Aged, Blind or Disabled Individuals Eligible for but Not Receiving Cash Assistance Individuals who meet the requirements of SSI or Optional State Supplement, but who do not receive cash. 42 CFR 435.210 & 230; 1902(a)(10)(A)(ii)(I); ABD Options for Coverage
38 Individuals Eligible for Cash Assistance except for Institutionalization Individuals who meet the requirements of AFDC, SSI or Optional State Supplement, and would be eligible if they were not living in a medical institution. 42 CFR 435.211; 1902(a)(10)(A)(ii)(IV); ABD Options for Coverage
39 Individuals Receiving Home and Community Based Services under Institutional Rules Individuals who would be eligible for Medicaid under the State Plan if in a medical institution, who would live in an institution if they did not receive home and community based services. 42 CFR 435.217; 1902(a)(10)(A)(ii)(VI) ABD Options for Coverage
40 Optional State Supplement Recipients - 1634 States, and SSI Criteria States with 1616 Agreements Individuals in 1634 States and in SSI Criteria States with agreements under 1616, who receive a state supplementary payment (but not SSI). 42 CFR 435.232; 1902(a)(10)(A)(ii)(IV) ABD Options for Coverage
41 Optional State Supplement Recipients - 209(b) States, and SSI Criteria States without 1616 Agreements Individuals in 209(b) States and in SSI Criteria States without agreements under 1616, who receive a state supplementary payment (but not SSI). 42 CFR 435.234; 1902(a)(10)(A)(ii)(XI) ABD Options for Coverage
42 Institutionalized Individuals Eligible under a Special Income Level Individuals who are in institutions for at least 30 consecutive days who are eligible under a special income level. 42 CFR 435.236; 1902(a)(10)(A)(ii)(V) ABD Options for Coverage
43 Individuals participating in a PACE Program under Institutional Rules Individuals who would be eligible for Medicaid under the State Plan if in a medical institution, who would require institutionalization if they did not participate in the PACE program. 1934 ABD Options for Coverage
44 Individuals Receiving Hospice Care Individuals who would be eligible for Medicaid under the State Plan if they were in a medical institution, who are terminally ill, and who will receive hospice care. 1902(a)(10)(A)(ii)(VII); 1905(o) ABD Options for Coverage
45 Qualified Disabled Children under Age 19 Certain children under 19 living at home, who are disabled and would be eligible if they were living in a medical institution. 1902(e)(3) ABD Options for Coverage
46 Poverty Level Aged or Disabled Individuals who are aged or disabled with income equal to or less than a percentage of the FPL, established by the state (no higher than 100%). 1902(a)(10)(A)(ii)(X); 1902(m)(1) ABD Options for Coverage
47 Work Incentives Eligibility Group Individuals with a disability with income below 250% of the FPL, who would qualify for SSI except for earned income. 1902(a)(10)(A)(ii)(XIII) ABD Options for Coverage
48 Ticket to Work Basic Group Individuals with earned income between ages 16 and 64 with a disability, with income and resources equal to or below a standard specified by the State. 1902(a)(10)(A)(ii)(XV) ABD Options for Coverage
49 Ticket to Work Medical Improvements Group Individuals with earned income between ages 16 and 64 who are no longer disabled but still have a medical impairment, with income and resources equal to or below a standard specified by the State. 1902(a)(10)(A)(ii)(XVI) ABD Options for Coverage
50 Family Opportunity Act Children with Disabilities Children under 19 who are disabled, with income equal to or less than a standard specified by the State (no higher than 300% of the FPL). 1902(a)(10)(A)(ii)(XIX); 1902(cc)(1) ABD Options for Coverage
51 Individuals Eligible for Home and Community-Based Services Individuals with income equal to or below 150% of the FPL, who qualify for home and community based services without a determination that they would otherwise live in an institution. 1902(a)(10)(A)(ii)(XXII); 1915(i) ABD Options for Coverage
52 Individuals Eligible for Home and Community-Based Services - Special Income Level Individuals with income equal to or below 300% of the SSI federal benefit rate, who meet the eligibility requirements for a waiver approved for the State under 1915(c), (d) or (e), or 1115. 1902(a)(10)(A)(ii)(XXII); 1915(i) ABD Options for Coverage
*72¹ Adult Group - Individuals at or below 133% FPL Age 19 through 64 - newly eligible for all states Non-pregnant individuals aged 19 through 64, not otherwise mandatorily eligible, with income at or below 133% FPL. 42 CFR 435.119; 1902(a)(10)(A)(i)(VIII) Family/Adult Mandatory Coverage
*73¹ Adult Group - Individuals at or below 133% FPL Age 19 through 64- not newly eligible for non 1905z(3) states Non-pregnant individuals aged 19 through 64, not otherwise mandatorily eligible, with income at or below 133% FPL. 42 CFR 435.119; 1902(a)(10)(A)(i)(VIII) 1905z(3) Family/Adult Mandatory Coverage
*74¹ Adult Group - Individuals at or below 133% FPL Age 19 through 64 - not newly eligible parent/ caretaker-relative(s) in 1905z(3) states Non-pregnant individuals aged 19 through 64, not otherwise mandatorily eligible, with income at or below 133% FPL. 42 CFR 435.119; 1902(a)(10)(A)(i)(VIII) 1905z(3) Family/Adult Mandatory Coverage
*75¹ Adult Group - Individuals at or below 133% FPL Age 19 through 64- not newly eligible non-parent/ caretaker-relative(s) in 1905z(3) states Non-pregnant individuals aged 19 through 64, not otherwise mandatorily eligible, with income at or below 133% FPL. 42 CFR 435.119; 1902(a)(10)(A)(i)(VIII) 1905z(3) Family/Adult Mandatory Coverage
76 Uninsured Individual eligible for COVID-19 testing Uninsured individuals who are eligible for medical assistance for COVID-19 diagnostic products and any visit described as a COVID-19 testing-related service for which payment may be made under the State plan during any portion of the public health emergency period, beginning March 18, 2020. 1902(a)(10) (A)(ii)(XXIII) Family/Adult Optional

MEDICAID MEDICALLY NEEDY

Code Eligibility Group Short Description Citation Type Category
53 Medically Needy Pregnant Women Women who are pregnant, who would qualify as categorically needy, except for income. 42 CFR 435.301(b)(1)(i) and (iv); 1902(a)(10)(C)(ii)(II) Family/Adult Medically Needy
54 Medically Needy Children under Age 18 Children under 18 who would qualify as categorically needy, except for income. 42 CFR 435.301(b)(1)(ii); 1902(a)(10)(C)(ii)(II) Family/Adult Medically Needy
55 Medically Needy Children Age 18 through 20 Children over 18 and under an age established by the State (less than age 21), who would qualify as categorically needy, except for income. 42 CFR 435.308; 1902(a)(10)(C)(ii)(II) Family/Adult Medically Needy
56 Medically Needy Parents and Other Caretakers Parents and other caretaker relatives of dependent children, eligible as categorically needy except for income. 42 CFR 435.310 Family/Adult Medically Needy
59 Medically Needy Aged, Blind or Disabled Individuals who are age 65 or older, blind or disabled, who are not eligible as categorically needy, who meet income and resource standards specified by the State, or who meet the income standard using medical and remedial care expenses to offset excess income. 42 CFR 435.320, 435.322, 435.324, and 435.330; 1902(a)(10)(C) ABD Medically Needy
60 Medically Needy Blind or Disabled Individuals Eligible in 1973 Blind or disabled individuals who were eligible for Medicaid as Medically Needy in 1973 who meet all current requirements for Medicaid except for the blindness or disability criteria. 42 CFR 435.340 ABD Medically Needy

CHIP COVERAGE

Code Eligibility Group Short Description Citation Type Category
61 Targeted Low-Income Children Uninsured children under age 19 who do not have access to public employee coverage and whose household income is within standards established by the state. 42 CFR 457.310; 2102(b)(1)(B)(v) Children Optional
62 Deemed Newborn Children born to targeted low-income pregnant women who are deemed eligible for CHIP or Medicaid for one year. 2112(e) Children Optional
63 Children Ineligible for Medicaid Due to Loss of Income Disregards Children determined to be ineligible for Medicaid as a result of the elimination of income disregards under the MAGI income methodology. 42 CFR 457.340(d) Section 2101(f) of the ACA Children Mandatory

CHIP ADDITIONAL OPTIONS FOR COVERAGE

Code Eligibility Group Short Description Citation Type Category
64 Coverage from Conception to Birth Uninsured children from conception to birth who do not have access to public employee coverage and whose household income is within standards established by the state. 42 CFR 457.310 2102(b)(1)(B)(v) Children Option for Coverage
65 Children with Access to Public Employee Coverage Uninsured children under age 19 having access to public employee coverage and whose household income is within standards established by the state. 2110(b)(2)(B) and (b)(6) Children Option for Coverage
66 Children Eligible for Dental Only Supplemental Coverage Children who are otherwise eligible for CHIP but for the fact that they are enrolled in a group health plan or health insurance offered through an employer. Coverage is limited to dental services. 2110(b)(5) Children Option for Coverage
67 Targeted Low-Income Pregnant Women Uninsured pregnant women who do not have access to public employee coverage and whose household income is within standards established by the state. 2112 Pregnant Women Option for Coverage
68 Pregnant Women with Access to Public Employee Coverage Uninsured pregnant women having access to public employee coverage and whose household income is within standards established by the state. 2110(b)(2)(B) and (b)(6) Pregnant Women Option for Coverage

1115 EXPANSION ELIGIBILITY GROUPS

Code Eligibility Group Short Description Citation Type Category
69 Individuals with Mental Health Conditions (expansion group) Individuals with mental health conditions who do not qualify for Medicaid due to the severity or duration of their disability or due to other eligibility factors; and/or those who are otherwise eligible but require benefits or services that are not comparable to those provided to other Medicaid beneficiaries. 1115 expansion N/A N/A
70 Family Planning Participants (expansion group) Individuals of child bearing age who require family planning services and supplies and for which the state does not choose to, or cannot provide, optional eligibility coverage under the Individuals Eligible for Family Planning Services eligibility group (1902(a)(10)(A)(ii)(XXI)). 1115 expansion N/A N/A
71 Other expansion group Individuals who do not qualify for Medicaid or CHIP under a mandatory eligibility or coverage group and for whom the state chooses to provide eligibility and/or benefits in a manner not permitted by title XIX or XXI of the Social Security Act. 1115 expansion N/A N/A

Table 43-1115 EXPANSION ELIGIBILITY GROUPS


1. ACA Medicaid expansion for childless adults (represented in T-MSIS by ELIGIBILITY-GROUP valid values "72" through "75") are still technically characterized as mandatory eligibility groups by Subsection 1902(a)(10)(A) of the Social Security Act (SSA) despite the U.S. Supreme Court ruling (National Federation of Independent Business v. Sebelius, 567 U.S. 519 (2012)) which ruled that states could not be required to offer such coverage. Therefore, some states may not report any of the Medicaid expansion groups to T-MSIS if these groups are not applicable to a particular state.

Appendix H: Benefit Types

Mandatory Benefits for Categorically Needy (Mandatory and Options for Coverage) Individuals and Optional Benefits for Medically Needy Individuals

Code Value Benefit Short Description Category Type of Care Long Term Care Citations (Act and 42 CFR)
001 Inpatient Hospital Services Services furnished in a hospital or institution (licensed or formally approved as a hospital), for the care and treatment of inpatients with disorders other than mental health disease. Mandatory Institutional No 1905(a)(1), 440.10, 440.189(g)
002 Outpatient Hospital Services Preventive, diagnostic, therapeutic, rehabilitative, or palliative services furnished to outpatients by a hospital or institution (licensed or formally approved as a hospital). Mandatory Ambulatory No 1905(a)(2)(A), 440.20(a)
003 Rural Health Clinics Services and supplies provided by a physician within the scope of his/her practice, a physician assistant (if not prohibited by state law), nurse practitioner (if not prohibited by state law) nurse midwife, or other specialized nurse practitioners, intermittent visiting nurse care and related medical supplies (other than drugs and biologicals), and other ambulatory services when furnished in a certified rural health clinic or away from the clinic if an agreement between the physician and clinic for payment of services by the clinic exists. Mandatory Ambulatory No 1905(a)(2)(B), 440.20(b) and (c), 1910(a)
004 Federally Qualified Health Centers Services and related supplies provided by a physician within the scope of his/her practice, physician assistants, nurse practitioners, nurse midwives, clinical psychologists, clinical social workers, and other ambulatory services when furnished in a federally qualified health center. Mandatory Ambulatory No 1905(a)(2)(C)
005 Other Laboratory and X-Ray Services Technical and radiological services ordered and provided by or under direction of a physician or other licensed practitioner in an office or similar facility other than a clinic or hospital outpatient department and furnished by an approved laboratory. Mandatory Ambulatory No 1905(a)(3), 440.30
006 Nursing Facility Services for Individuals Age 21 and Older Services (other than services in an institution for mental health conditions), furnished to individuals age 21 and older, which are needed on a daily basis and required to be provided in an inpatient basis provided by a Medicaid-approved facility and ordered by and provided under the direction of a physician. Mandatory Institutional Yes 1905(a)(4)(A), 440.40(a)
007 Early and Periodic Screening, Diagnostic and Treatment Services Screening and diagnostic services to determine physical or mental health condition; health care treatment and other measures to correct or ameliorate any chronic conditions discovered in recipients under age 21. Mandatory Both No 1905(a)(4)(B), 1902(a)(43), 1905(r)
008 Family Planning Services and Supplies Family planning services and supplies furnished (directly or under arrangements with others) to individuals of child-bearing age (including minors who can be considered to be sexually active) who desire such services and supplies. Mandatory Ambulatory No 1905(a)(4)(C), 441 Subpart F
009 Cessation of Tobacco Use by Pregnant Women Counseling and pharmacotherapy services for cessation of tobacco use by pregnant women. Mandatory Ambulatory No 1905(a)(4)(D)
010 Physician Services Services furnished by a state-licensed physician within his or her scope of practice of medicine or osteopathy. Mandatory Ambulatory No 1905(a)(5)(A), 440.50(a)
011 Medical and Surgical Services Furnished by a Dentist Medical and surgical services furnished by a doctor of dental medicine or dental surgery, or if permitted by state law, by a physician. Mandatory Ambulatory No 1905(a)(5)(B), 440.50(b)
012 Nurse Midwife Services Services furnished by a licensed nurse midwife within the scope of practice authorized by State law or regulation; Inpatient or outpatient hospital services or clinic services furnished by a licensed nurse midwife under the supervision of, or associated with a physician or other health care provider. Mandatory Ambulatory No 1905(a)(17), 440.165
013 Certified Pediatric or Family Nurse Practitioner Services Services furnished by a certified pediatric nurse practitioner with a practice limited to providing primary health care to individuals under age 21; or a certified family nurse practitioner with a practice limited to providing primary health care to individuals and families. Mandatory Ambulatory No 1905(a)(21), 440.166
014 Free Standing Birth Center Services Services furnished to an individual at a freestanding birth center, which include prenatal labor and delivery, or postpartum care and other ambulatory services related to the health and safety of the individual. Mandatory Institutional No 1905(a)(28)
015 Home Health Services - Intermittent and Part-time Nursing Services Provided by a Home Health Agency Nursing service that is provided on a part-time or intermittent basis by a home health agency or in the absence of an agency in the area, by a registered nurse. Mandatory Ambulatory Yes 1905(a)(7), 440.70(b)(1), 441.15
016 Home Health Services - Home Health Aide Services Provided by a Home Health Agency Home health aide services provided by a home health agency. Mandatory Ambulatory Yes 1905(a)(7), 440.70(b)(2), 441.15
017 Home Health Services - Medical Supplies, Equipment and Appliances Suitable for Use in the Home Services include medical supplies, equipment and appliances suitable for use in the home. Mandatory Ambulatory Yes 1905(a)(7), 440.70(b)(3), 441.15

Optional Benefits for Categorically Needy (Mandatory and Options for Coverage) and Medically Needy Individuals

Code Value Benefit Short Description Category Type of Care Long Term Care Citations (Act and 42 CFR)
018 Medical Care and Any Type of Remedial Care Recognized Under State Law - Podiatrist Services Medical or remedial care or services provided by licensed podiatrists within the scope of practice as defined under state law. Optional Ambulatory No 1905(a)(6), 440.60
019 Medical Care and Any Type of Remedial Care Recognized Under State Law - Optometrist Services Medical or remedial care or services provided by licensed optometrists within the scope of practice as defined under state law Optional Ambulatory No 1905(a)(6), 440.60
020 Medical Care and Any Type of Remedial Care Recognized Under State Law - Chiropractors' Services Services provided by licensed chiropractors consisting of treatment by means of manual manipulation of the spine within the scope authorized by the state to perform. Optional Ambulatory No 1905(a)(6), 440.60
021 Medical Care and Any Type of Remedial Care Recognized Under State Law - Other Licensed Practitioner Services Medical or any other remedial care or services provided by a licensed practitioner within the scope of his/her practice as defined by state law. Optional Ambulatory No 1905(a)(6), 440.60
022 Home Health Services - Physical Therapy, Occupational Therapy, Speech Pathology, Audiology Provided by a Home Health Agency Physical therapy, occupational therapy, or speech pathology and audiology services provided by a home health agency or by a facility licensed by the state to provide medical rehabilitation services. Optional Ambulatory Yes 1905(a)(7), 440.70(b)(4), 441.15
023 Private Duty Nursing Services Nursing services, provided by RNs or LPNs, in a home, hospital, or skilled nursing facility, to recipients who require more individual and continuous care than is available from a visiting nurse, or routinely provided by hospital or skilled nursing facility staff. Optional Ambulatory Yes 1905(a)(8), 440.80
024 Clinic Services Preventive, diagnostic, therapeutic, rehabilitative or palliative services furnished by a facility that is not part of a hospital, but is organized and operated to provide medical care; services provided at the clinic or outside the clinic under the direction of a physician or dentist. Optional Ambulatory No 1905(a)(9), 440.90
025 Dental Services Diagnostic, preventive, or corrective procedures provided by or under the supervision of a licensed dentist; treatment of the teeth and associated structures of the oral cavity; treatment of disease, injury, or impairment that my affect general health of recipient. Optional Ambulatory No 1905(a)(10), 440.100
026 Physical Therapy and Related Services- Physical Therapy Services prescribed by a physician or other licensed practitioner of the healing arts, and provided to a recipient by or under the direction of a qualified physical therapist; includes supplies and equipment. Optional Ambulatory Yes 1905(a)(11), 440.110(a)
027 Physical Therapy and Related Services- Occupational Therapy Services provided by a qualified occupational therapist, which have been prescribed by a physician or practitioner of the healing arts; includes supplies and equipment. Optional Ambulatory Yes 1905(a)(11), 440.110(b)
028 Physical Therapy and Related Services - Services for Individuals with Speech, Hearing and Language Disorders Diagnostic, screening, preventive or corrective services for individuals with speech, hearing and language disorders; provided by or under the direction of a certified speech pathologist or audiologist or other licensed practitioner of the healing arts; includes supplies and equipment. Optional Ambulatory Yes 1905(a)(11), 440.110(c )
029 Prescribed Drugs, Dentures, and Prosthetic Devices; and Eyeglasses - Prescribed Drugs Single or compound substances or mixture of substances prescribed by a physician or licensed practitioner, and dispensed by a licensed pharmacist or authorized practitioner, for the cure, mitigation, or prevention of disease or maintenance of health. Optional Ambulatory No 1905(a)(12), 440.120(a)
030 Prescribed Drugs, Dentures, and Prosthetic Devices; and Eyeglasses - Dentures Artificial structures made by or under the direction of a dentist to replace a full or partial set of teeth. Optional Ambulatory No 1905(a)(12), 440.120(b)
031 Prescribed Drugs, Dentures, and Prosthetic Devices; and Eyeglasses - Prosthetic Devices Replacement, corrective or supportive devices prescribed by a physician or licensed practitioner, to artificially replace a missing portion of the body, prevent or correct physical deformity or malfunction, or to support a weak or deformed portion of the body. Optional Ambulatory No 1905(a)(12), 440.120(c )
032 Prescribed Drugs, Dentures, and Prosthetic Devices; and Eyeglasses - Eyeglasses Lenses, including frames and other aids to vision, prescribed by a physician skilled in eye disease, or an optometrist. Optional Ambulatory No 1905(a)(12), 440.120(d)
033 Other Diagnostic, Screening, Preventive, and Rehabilitative Services - Diagnostic Services Medical procedures or supplies recommended by a physician or licensed practitioner to enable him/her to identify the existence, nature or extent of illness, injury or other health deviation in a recipient. Optional Ambulatory No 1905(a)(13), 440.130(a)
034 Other Diagnostic, Screening, Preventive, and Rehabilitative Services - Screening Services Use of standardized tests given to a designated population, to detect the existence of one or more particular diseases or health deviations or to identify for more definitive studies individuals suspected of having certain diseases. Optional Ambulatory No 1905(a)(13), 440.130(b)
035 Other Diagnostic, Screening, Preventive, and Rehabilitative Services - Preventive Services Services provided by a physician or other licensed practitioner to prevent disease, disability or other health conditions or their progression, to prolong life and to promote physical and mental health efficiency. Optional Ambulatory No 1905(a)(13), 440.130(c )
036 Other Diagnostic, Screening, Preventive, and Rehabilitative Services - Rehabilitative Services Medical or remedial services recommended by a physician or other licensed practitioner for maximum reduction of physical or mental health condition, and restoration of a recipient to his/her best possible functional level. Optional Ambulatory Yes 1905(a)(13), 440.130(d)
037 Services for Individuals Age 65 and Over in IMDs - Inpatient Hospital Services Services for the care and treatment of recipients, age 65 and older, in an institution for mental health conditions, provided under the direction of a physician. Optional Institutional Yes 1905(a)(14), 440.140(a)
038 Services for Individuals Age 65 and Over in IMDs - Nursing Facility Services Nursing services needed on a daily basis and required to be provided on an inpatient basis to individuals age 65 and older in an institution for mental health conditions. Optional Institutional Yes 1905(a)(14), 440.140(b)
039 Intermediate Care Facility Services for Individuals with Intellectual Disabilities (ICF-IID) Items and health rehabilitative services provided to persons with intellectual disabilities or related conditions, receiving active treatment in a licensed ICF/IID. Optional Institutional Yes 1905(a)(15), 440.150
040 Inpatient Psychiatric Services for Individuals Under 21 Inpatient psychiatric services provided to individuals under age 21, under the direction of a physician, furnished in an approved and accredited psychiatric hospital or facility. Optional Institutional Yes 1905(a)(16), 440.160
041 Hospice Care Services Items and services provided to a terminally ill individual, which includes nursing care, physical or occupational therapy, medical social services, homemaker services, medical supplies and appliances, physician services, short-term inpatient care and counseling. Optional Both Yes 1905(a)(18)
042 Case Management and TB-Related Services - Case Management and Targeted Case Management Services Services to assist eligible individuals who reside in a community setting or are transitioning to a community setting, in gaining access to medical, social, educational, and other services. As specified in a state’s plan, may be offered to individuals within targeted groups. Optional Ambulatory Yes 1905(a)(19), 440.169, 1915(g)
043 Case Management Services and TB-Related Services -Special TB Related Services Services for the treatment of infection with tuberculosis consisting of prescribed drugs, physicians’ services, laboratory and x-ray services (including services to confirm the presence of infection), clinic services and federally-qualified health center services, case management services, and services (other than room and board) designed to encourage completion of regimens of prescribed drugs by outpatients, including services to observe directly the intake of prescribed drugs. Optional Ambulatory No 1905(a)(19)
044 Respiratory Care Services Services provided in home, under the direction of a physician, by a respiratory therapist or other health care professional trained in respiratory therapy, to an individual who is medically dependent on a ventilator for life support for 6 hours or more per day, has been dependent on the ventilator for at least 30 consecutive days as an inpatient in a hospital, NF or ICF/IID, has adequate social support, and wishes to be cared for at home. Optional Ambulatory No 1905(a)(20), 1902(e)(9)(A)-(C ), 440.185
045 Personal Care Services Services, furnished to an individual who is not an inpatient or resident of a hospital, nursing facility, or intermediate facility for individuals with intellectual and or developmental disabilities, or institution for mental health conditions, that are authorized by a physician in accordance with a plan of treatment, and provided by an individual qualified to provide such services, who is not a legally responsible relative. Optional Ambulatory Yes 1905(a)(24), 440.167
046 Primary Care Case Management Services (Integrated Care Model) Case management related services which include location, coordination, and monitoring of primary health care services and provider under a contract between the State and either a PCCM who is a physician, or at the State’s option, a physician assistant, nurse practitioner, certified nurse midwife, physician group practice, or an entity that employs or arranges with physicians to furnish services. Optional Ambulatory No 1905(a)(25), 440.168
047 Special Sickle-Cell Anemia-Related Services Primary and secondary medical strategies and treatment and services for individuals who have Sickle Cell Disease. Optional Ambulatory No 1905(a)(27)
048 Any other medical care and any other type of remedial care recognized under State law, specified by the Secretary - Transportation Expenses for transportation and other related travel expenses determined to be necessary by the agency to secure medical examinations and treatment for a beneficiary. Optional, but states are required to assure that transportation is available to and from Medicaid services, either as a State Plan benefit, an administrative activity or under a waiver Ambulatory No 1905(a)(29), 440.170(a)
049 Any other medical care and any other type of remedial care recognized under State law, specified by the Secretary - Services provided in religious non-medical health care facilities Non-medical services and items, furnished in an institution that is defined in the Internal Revenue Code and is exempt from taxes, to patients who choose to rely solely upon a religious method of healing and for whom the acceptance of medical health services would be inconsistent with their religious beliefs. Optional Institutional Yes 1905(a)(29), 440.170(b) and (c )
050 Any other medical care and any other type of remedial care recognized under State law, specified by the Secretary - Nursing facility services for individuals under age 21 Services (other than services in an Institution for mental health conditions), furnished to individuals under the age of 21, which are needed on a daily basis and required to be provided in an inpatient basis provided by a Medicaid-approved facility and ordered by and provided under the direction of a physician. Optional Institutional Yes 1905(a)(29), 440.170(d)
051 Any other medical care and any other type of remedial care recognized under State law, specified by the Secretary - Emergency hospital services Services that are necessary to prevent death or serious impairment of health of a recipient, and that the threat to life or health necessitates that use of the most accessible hospital available that is equipped to furnish the services, with no regard to conditions of participation under Medicare or definitions of inpatient or outpatient hospital services. Optional Ambulatory No 1905(a)(29), 440.170(e)
052 Any other medical care and any other type of remedial care recognized under State law, specified by the Secretary - Critical Access Hospitals Services that are furnished by a Medicare participating Critical Access Hospital (CAH) provider and are of a type that would be paid for by Medicare when provided to a Medicare recipient, other than nursing facility services by a CAH with a swing-bed approval. Optional Institutional No 1905(a)(29), 440.170(g)
053 Extended Services for Pregnant Women - Additional Services for Any Other Medical Conditions That May Complicate Pregnancy Extended services for pregnant women - Additional Services for any other medical conditions that may complicate pregnancy, except Pregnancy-related and postpartum services for a 60-day period after the pregnancy ends and any remaining days in the month in which the 60th day falls. (These services will fall into valid value # 71.) Optional Ambulatory No 1902(a)(10)(end)(V)
054 Community First Choice Home and community-based attendant services and supports to assist eligible beneficiaries in accomplishing activities of daily living (ADLs), instrumental activities of daily living (IADLs), and health-related tasks through hands-on assistance, supervision or cueing. Optional Ambulatory No 1915(k)
055 Health Homes Comprehensive and timely high-quality services that are provided by a designated provider, a team of health care professionals operating with such a provider, or a health team. Services include care management, care coordination and promotion, comprehensive transitional care, patient and family support, referral to community and social support services, and use of information technology to link services. Optional Ambulatory No 1945

Special Benefit Provisions

Code Value Benefit Short Description Category Type of Care Long Term Care Citations (Act and 42 CFR)
056 Limited Pregnancy-Related Services for Pregnant Women with Income Above the Applicable Income Limit Potentially limited services for pregnant women with income above a certain limit to pregnancy-related services that are necessary for the health of the pregnant woman and fetus, or have become necessary as a result of the woman having been pregnant, including, but not limited to prenatal care, delivery, postpartum care, and family planning services. N/A N/A No 1902(a)(10)(end)(VII), 440.210(a)(2), 440.250(p)
057 Ambulatory prenatal care for pregnant women furnished during a presumptive eligibility period Ambulatory prenatal care services provided to an eligible pregnant woman during the PE period, which begins on the date a pregnant woman is determined presumptively eligible by a Medicaid qualified provider based on preliminary information, and ends on the day on which a full determination of eligibility is made or at the end of the month following the month in which the PE determination was made if the woman fails to file an application for full benefits. N/A N/A N/A 1920, 1902(a)(47)
058 Benefits for Families Receiving Transitional Medical Assistance Benefits provided to families who would have lost eligibility because of hours of, or income from employment of the caretaker relative. Benefits may be limited or provided through alternative methods during the second six months of the 12 month period of extended benefits. N/A N/A N/A 1925, 1902(a)(52)
059 Standards for Coverage of Transplant Services Standards which provide that similarly situated individuals are treated alike and any restriction, on the facilities or practitioners which may provide such procedures, is consistent with accessibility to high quality care. N/A N/A N/A 1903(i)(1), 441.35
060 School-Based Services Payment Methodologies Provision of benefits in a school-based setting or arranged by a school to a child with a disability even if such services are included in the child's individualized education program (IEP), and to an infant or toddler with a disability even if such services are included in the child's individualized family service plan (IFSP). N/A N/A N/A 1903(c)
061 Indian Health Services and Tribal Health Facilities Allows for reimbursement of state plan covered services when provided by a facility of the Indian Health Service, including a hospital, nursing facility or any other type of facility which provides covered services under the state plan. N/A N/A N/A 1911, 431.110(b)
062 Methods and Standards to Assure High Quality Care The plan must include a description of methods and standards used to assure that services are of high quality and that the care and services are available under the plan at least to the extent that such care and services are available to the general populations in the geographic area. N/A N/A N/A 1902(a)(30)(A), 440.260

Coordination of Medicaid with Medicare and Other Insurance

Code Value Benefit Short Description Category Type of Care Long Term Care Citations (Act and 42 CFR)
063 Medicare Premium Payments Provisions related to payment of Medicare A, B and C premiums for qualifying Medicaid beneficiaries. N/A N/A N/A 1902(a)(10(E ), 1905(p), 1905(s), 1933, 431.625
064 Medicare Coinsurance and Deductibles Provisions for Medicaid payment of Medicare coinsurance and deductibles for individuals dually eligible for Medicare and Medicaid. N/A N/A N/A 1902(a)(10(E ), 1902(n), 1905(p)(3) and (4)
065 Other Medical Insurance Premium Payments Payment of insurance premiums, if cost-effective, for eligible individuals; payment of COBRA premiums; and requirement of enrollment in an employer-sponsored insurance with payment of premiums, if cost-effective. N/A N/A N/A 1906, 1906A, 1902(a)(10)(F), 1902(u)(1)

Special Benefit Programs

Code Value Benefit Short Description Category Type of Care Long Term Care Citations (Act and 42 CFR)
066 Programs for Distribution of Pediatric Vaccines The establishment of a pediatric vaccine distribution program, which provides eligible children with qualified pediatric vaccines. Mandatory N/A N/A 1928

Home and Community-Based Services

Code Value Benefit Short Description Category Type of Care Long Term Care Citations (Act and 42 CFR)
067 Laboratory and x-ray services
068 Home Health Services - Home health aide services provided by a home health agency N/A N/A N/A N/A N/A
069 Private duty nursing services N/A N/A N/A N/A N/A
070 Physical Therapy and Related Services - Audiology services N/A N/A N/A N/A N/A
071 Extended services for pregnant women - Additional Pregnancy-related and postpartum services for a 60-day period after the pregnancy ends and any remaining days in the month in which the 60th day falls. N/A N/A N/A N/A N/A
072 Home and Community Care for Functionally Disabled Elderly individuals as defined and described in the State Plan N/A N/A N/A N/A N/A
073 Emergency services for certain legalized aliens and undocumented aliens An emergency medical condition is a medical condition (including emergency labor and delivery) manifesting itself by acute symptoms of sufficient severity (including severe pain) such that the absence of immediate medical attention could reasonably be expected to result in placing the patient’s health in serious jeopardy, serious impairment to bodily functions, or serious dysfunction of any bodily organ or part. N/A N/A N/A N/A
074 Licensed or Otherwise State-Approved Free-Standing Birthing Center and other ambulatory services that are offered by a freestanding birth center N/A N/A N/A N/A N/A
075 Homemaker N/A N/A N/A N/A N/A
076 Home Health Aide N/A N/A N/A N/A N/A
077 Adult Day Health services N/A N/A N/A N/A N/A
078 Habilitation N/A N/A N/A N/A N/A
079 Habilitation: Residential Habilitation N/A N/A N/A N/A N/A
080 Habilitation: Supported Employment N/A N/A N/A N/A N/A
081 Habilitation: Education (non IDEA available) N/A N/A N/A N/A N/A
082 Habilitation: Day Habilitation N/A N/A N/A N/A N/A
083 Habilitation: Pre-Vocational N/A N/A N/A N/A N/A
084 Habilitation: Other Habilitative Services N/A N/A N/A N/A N/A
085 Respite N/A N/A N/A N/A N/A
086 Day Treatment (mental health service) N/A N/A N/A N/A N/A
087 Psychosocial rehabilitation N/A N/A N/A N/A N/A
088 Environmental Modifications (Home Accessibility Adaptations) N/A N/A N/A N/A N/A
089 Vehicle Modifications N/A N/A N/A N/A N/A
090 Non-Medical Transportation N/A N/A N/A N/A N/A
091 Special Medical Equipment (minor assistive Devices) N/A N/A N/A N/A N/A
092 Home Delivered meals N/A N/A N/A N/A N/A
093 Assistive Technology (i.e., communication devices) N/A N/A N/A N/A N/A
094 Personal Emergency Response (PERS) N/A N/A N/A N/A N/A
095 Nursing Services N/A N/A N/A N/A N/A
096 Community Transition Services N/A N/A N/A N/A N/A
097 Adult Foster Care N/A N/A N/A N/A N/A
098 Day Supports (non-habilitative) N/A N/A N/A N/A N/A
099 Supported Employment N/A N/A N/A N/A N/A
100 Supported Living Arrangements N/A N/A N/A N/A N/A
101 Supports for Consumer Direction (Supports Facilitation) N/A N/A N/A N/A N/A
102 Participant Directed Goods and Services N/A N/A N/A N/A N/A
103 Senior Companion (Adult Companion Services) N/A N/A N/A N/A N/A
104 Assisted Living N/A N/A N/A N/A N/A

Other

Code Value Benefit Short Description Category Type of Care Long Term Care Citations (Act and 42 CFR)
105 Program for All-inclusive Care for the Elderly (PACE) Services N/A N/A N/A N/A N/A
106 Self-directed Personal Assistance Services under 1915(j) N/A N/A N/A N/A N/A
107 COVID - 19 Testing In vitro diagnostic products (as defined in section 809.3(a) of title 21, Code of Federal Regulations) administered during any portion of the emergency period defined in paragraph (1)(B) of section 1135(g) beginning on or after the date of the enactment of this subparagraph for the detection of SARS-CoV-2 or the diagnosis of the virus that causes COVID-19, and the administration of such in vitro diagnostic products Optional Family/Adult N/A Section 1902(a)(10)(G)
108 COVID - 19 Testing-related services COVID-19 testing-related services Optional Family/Adult N/A Section 1902(a)(10)(G)

Appendix I: MBES CBES Category of Service Line Definitions for the 64.9 Base Form

Line Line - Form Display Line - Definition
1A Inpatient Hospital - Reg. Payments 1A. - Inpatient Hospital Services. -- Regular Payments.--Other than services in an institution for mental health conditions. (See 42 CFR 440.10). These are services that:

- Are ordinarily furnished in a hospital for the care and treatment of inpatients;

- Are furnished under the direction of a physician or dentist (except in the case of nurse-midwife services under 42 CFR 440.165); and

- Are furnished in an institution that:

- Is maintained primarily for the care and treatment of patients with disorders other than mental health conditions;

- Is licensed and formally approved as a hospital by an officially designated authority for State standard setting;

- Meets the requirements for participation in Medicare (except in the case of medical supervision of nurse-midwife services under 42 CFR 440.165); and,

- Has, in effect, a utilization review plan (that meets the requirements under 42 CFR 482.30 applicable to all Medicaid patients, unless a waiver has been granted by DHHS.

NOTE: Inpatient hospital services do not include NF services furnished by a hospital with swing-bed approval. However, include services provided in a psychiatric wing of a general hospital if the psychiatric wing is not administratively separated from the general hospital.
1B Inpatient Hospital - DSH 1B. - Inpatient Hospital Services -- DSH Adjustment Payment. - Other than services in an institution for mental health conditions. DSH payments are for the express purpose of assisting hospitals that serve a disproportionate share of low-income patients with special needs and are made in accordance with section 1923 of the Act.

Report the total payments that were determined to be disproportionate share payments to the hospital by entering the amounts on the pop-up feeder form which in turn will pre-fill the Form CMS-64.9D as well as the appropriate lines on the Forms CMS-64.9, CMS-64.9P, CMS-64.21, CMS-64.21P, CMS-6421U or CMS-64.21UPs.
1C Inpatient Hospital - Sup. Payments 1C. - Inpatient Hospital Services. - Supplemental Payments.--Other than services in an institution for mental health conditions. (Refer to the definition on Line 1A above). These are payments made in addition to the standard fee schedule or other standard payment for those services. These payments are separate and apart from regular payments and are based on their own payment methodology. Payments may be made to all providers or targeted to specific groups or classes of providers. Groups may be defined by ownership type (state, county or private) and/or by the other characteristics, e.g., caseload, services or costs. The combined standard payment and supplemental payment cannot exceed the upper payment limit described in 42 CFR 447.272. Address supplemental payments for inpatient hospitals associated with (1) state government operated facilities, (2) non-state government operated facilities, and (3) privately operated facilities by entering payments on the pop-up feeder form.
1D Inpatient Hospital - GME Payments 1D. - Inpatient Hospital Services.—Graduate Medical Education (GME) Payments.-- GME payments include supplemental payments for direct medical education (DME) (i.e. costs of training physicians such as resident and teaching physician salaries/benefits, overhead and other costs directly related to the program) and indirect medical education (IME) costs hospitals incur for operating teaching programs. Report all supplemental payments for DME and IME that are provided for in the State plan.
2A Mental Health Facility Services - Reg. Payments 2A. Mental Health Facility Services - Report Institution for Mental Disease (IMD) (or mental health conditions) services for individuals age 65 or older and/or under age 21 (See 42 CFR 440.140 and 440.160.).

Report Other Mental Services which are not provided in an inpatient setting in the Other Appropriate Service categories, e.g., Physician Services, Clinic Services.

1. Mental Health Hospital Services for the Aged. Refers to those inpatient hospital services provided under the direction of a physician for the care and treatment of recipients in an institution for mental health conditions that meets the Conditions of Participation under 42 CFR Part 482. Institution for mental health conditions means an institution that is primarily engaged in providing diagnosis, treatment, or care of individuals with mental health conditions, including medical care, nursing care, and related services. (See 42 CFR 440.140(a)(2).)

2. NF Services for the Aged. Means those NF services (as defined at 42 CFR 440.40) and those ICF services (as defined at 42 CFR 483, Subpart B) provided in an institution for mental health conditions to recipients determined to be in need of such services. (See 42 CFR 440.140.)

3. Inpatient Psychiatric Facility Services for Individuals Age 21 and Under. (See 42 CFR 441.151) --Means those services that:

- Are provided under the direction of a physician;

- Are provided in a facility or program accredited by the Joint Commission on the Accreditation of Health Care Organizations; and

- Meet the requirements set forth at Subpart D of Part 441 (Inpatient Psychiatric Services for Individuals Age 21 and under in Psychiatric Facilities or Programs).
2B Mental Health Facility - DSH 2B. Mental Health Facility Services -- DSH Adjustment Payments. - (See 42 CFR 440.140 and 440.160). DSH payments are for the express purpose of assisting hospitals that serve a disproportionate share of low-income patients with special needs and are made in accordance with section 1923 of the Act.

Report the total payments that were determined to be disproportionate share payments to the hospital by entering the amounts on the pop-up feeder form which in turn will pre-fill the Form CMS-64.9D as well as the appropriate lines on the Forms CMS-64.9, CMS-64.9P, CMS-64.21, CMS-64.21P, CMS-6421U or CMS-64.21UPs.
2C Certified Community Behavior Health Clinic Payments 2C - Certified Community Behavior Health Clinic Payments

On April 1, 2014, the Protecting Access to Medicare Act of 2014 (Public Law 113-93) was enacted. The law included “Demonstration Programs to Improve Community Mental Health Services” at Section 223 of the Act. This eight-state demonstration will be made operational January 1, 2017 through July 1, 2017 and will serve adults with serious mental illness, children with serious emotional disturbance, and those with long term and serious substance use disorders, as well as others with mental illness and substance use disorders. The eight states selected for the demonstration (see state listing below) must pay certified clinics using a prospective payment system (PPS) that applies to fee for service (FFS) payment and payment made through managed care. Demonstration expenditures are eligible for enhanced federal matching funds.

States must stop reporting demonstration expenditures eligible for enhanced FMAP at the end of their programs. In accordance with Section 1132 of the Social Security Act and the implementing regulations at 45 CFR, Part 95, Subpart A states can make claim adjustments within two years after the calendar quarter in which the state agency made the original expenditure for their demonstrations. When states end their programs, they will cease reporting demonstration expenditures on the new CMS-64/64.21 lines. A demonstration state may choose to continue services in another form through the state plan or through their managed care programs but these expenditures would be reported using the established 1905a reporting categories and existing FMAPs, not enhanced FMAP.
3A Nursing Facility Services - Reg. Payments 3A. - Nursing Facility Services.--Regular Payments. -- (Other than services in an institution for mental health conditions). (See 42 CFR 483.5 and 440.155).

These are services provided by an institution (or a distinct part of an institution) which:

- Is primarily engaged in providing to residents:

- Skilled nursing care and related services for residents who require medical or nursing care;

- Rehabilitation services for the rehabilitation of injured, disabled or sick persons; or

- On a regular basis, health-related care and services to individuals who because of their mental or physical condition require care and services (above the level of room and board) which can be made available to them only through institutional facilities, and is not primarily for the care and treatment of mental health conditions; and,

- Meet the requirements for a nursing facility described in subsections 1919 (b), (c) and (d) of the Act regarding:

- Requirements relating to Provision of Services,

- Requirements relating to Residences Rights, and,

- Requirements relating to Administration and Other Matters.
3B Nursing Facility Services - Sup. Payments 3B. - Nursing Facility Services - Supplemental Payments. -- (Other than services in an institution for mental health conditions). (Refer to the definition on Line 3A above). These are payments made in addition to the standard fee schedule or other standard payment for those services. These payments are separate and apart from regular payments and are based on their own payment methodology. Payments may be made to all providers or targeted to specific groups or classes of providers. Groups may be defined by ownership type (state, county or private) and/or by the other characteristics, e.g., caseload, services or costs. The combined standard payment and supplemental payment cannot exceed the upper payment limit described in 42 CFR 447.272.

Address supplemental payments for nursing facility services associated with

1. state government operated facilities,

2. non-state government operated facilities, and

3. Privately operated facilities by entering payments on the pop-up feeder form.
4A Intermediate Care Facility Services - Individuals with Intellectual Disabilities: Public Providers 4A Intermediate Care Facility Services - Public Providers - Individuals with Intellectual Disabilities (ICF/IID) (See 42 CFR 440.150).

These include services provided in an institution for individuals with intellectual disabilities or persons with related conditions if:

- The primary purpose of the institution is to provide health or rehabilitative services to such individuals;

- The institution meets the standards in 42 CFR 442, Subpart C (Intermediate Care Facility Requirements; All Facilities); and,

- Individuals with intellectual disabilities recipient for whom payment is requested is receiving active treatment as defined in 42 CFR 435.1009.

NOTE: Line 4 is divided into sections for public providers (Line 4.A.) and private providers (Line 4.B.). Public providers are owned or operated by a State, county, city or other local governmental agency or instrumentality. Increasing adjustments related to private providers are considered current expenditures for the quarter in which the expenditure was made and are matched at the FMAP rate for that quarter. Increasing adjustments related to public providers are considered adjustments to prior period claims and are matched using the FMAP rate in effect at the earlier of the time the expenditure was paid or recorded by any State agency. (See 45 CFR Part 95 and §2560.)
4B Intermediate Care Facility Services - Individuals with Intellectual Disabilities: Private Providers 4B --Intermediate Care Facility Services - Private Providers - Individuals with Intellectual Disabilities (ICF/IID). (See 42 CFR 440.150).

These include services provided in an institution for individuals with intellectual disabilities or persons with related conditions if:

- The primary purpose of the institution is to provide health or rehabilitative services to such individuals;

- The institution meets the standards in 42 CFR 442, Subpart C (Intermediate Care Facility Requirements; All Facilities); and

- Individuals with intellectual disabilities recipient for whom payment is requested is receiving active treatment as defined in 42 CFR 435.1009.

NOTE: Line 4 is divided into sections for public providers (Line 4.A.) and private providers (Line 4.B.). Public providers are owned or operated by a State, county, city or other local governmental agency or instrumentality. Increasing adjustments related to private providers are considered current expenditures for the quarter in which the expenditure was made and are matched at the FMAP rate for that quarter. Increasing adjustments related to public providers are considered adjustments to prior period claims and are matched using the FMAP rate in effect at the earlier of the time the expenditure was paid or recorded by any State agency. (See 45 CFR Part 95 and §2560.)
4C Intermediate Care Facility Services - Individuals with Intellectual Disabilities: Supplemental Payments Line 4C. Intermediate Care Facility Services (ICF/IID) - Supplemental Payments (Refer to the definition on Line 4A above). These are payments made in addition to the standard fee schedule or other standard payment for those services. These payments are separate and apart from regular payments and are based on their own payment methodology. Payments may be made to all providers or targeted to specific groups or classes of providers. Groups may be defined by ownership type (state, county or private) and/or by the other characteristics, e.g., caseload, services or costs. The combined standard payment and supplemental payment cannot exceed the upper payment limit described in 42 CFR 447.272. Address supplemental payments for ICF/IID services associated with (1) state government operated facilities, (2) non-state government operated facilities, and (3) privately operated facilities by entering payments on the pop-up feeder form.
5A Physician & Surgical Services - Reg. Payments 5A. - Physician and Surgical Services.--Regular Payments. -- (See 42 CFR 440.50.).--Whether furnished in the office, the recipient's home, a hospital, a NF, or elsewhere, physicians' services are services provided:

- Within the scope of practice of medicine or osteopathy as defined by State law; and

- By, or under, the personal supervision of an individual licensed under State law to practice medicine or osteopathy.

NOTE: Exclude all services provided and billed for by a hospital, clinic, or laboratory. Include any services provided and billed by a physician under physician services with the exception of lab and X-ray services. Include such services provided and billed for by a physician under the lab and X-ray services category. In a primary care case management system under a Freedom of Choice waiver, you sometimes use a physician as the case manager. In these situations, the physician is allowed to charge a flat fee for each person. Although this fee is not truly a physician service, report the expenditures for the fee on this line.
5B Physician & Surgical Services - Sup. Payments 5B. - Physician and Surgical Services.--Supplemental Payments.-- (refer to definition for Line 5A above) Payments for physician and other practitioner services as defined in Line 5A that are made in addition to the standard fee schedule payment for those services. When combined with regular payments, these supplemental payments are equal to or less than the Federal upper payment limit. Address supplemental payments for physicians and practitioners associated with

1. governmental hospitals or university teaching hospitals,

2. private hospitals, and

3. other supplemental payments by entering payment information on the pop-up feeder sheet.
5C Physician & Surgical Services - Evaluation and Management 5C. Physician & Surgical Services - Evaluation and Management -- ACA Section 1202 - Services in the category designated Evaluation and Management in the Healthcare Common Procedure Coding System. 100% Federal Share Matching.
5D Physician & Surgical Services - Vaccine codes 5D. Physician & Surgical Services - Vaccine codes -- ACA Section 1202 - Services related to immunization administration for vaccines and toxoids for which CPT codes 90465, 90466, 90467, 90468, 90471, 90472, 90473, or 90474 (as subsequently modified) apply under such system. 100% Federal Share Matching Rate
6A Outpatient Hospital Services - Reg. Payments 6A. - Outpatient Hospital Services.--Regular Payments. -- (See 42 CFR 440.20.).--These are preventive, diagnostic, therapeutic, rehabilitative, or palliative services that:

- Are furnished to outpatients;

- Except in the case of nurse-midwife services (see 42 CFR 440.165), are furnished by, or under the direction of, a physician or dentist; and

- Are furnished by an institution that:

- Is licensed or formally approved as a hospital by an officially designated authority for State standard setting; and

- Except in the case of medical supervision of nurse-midwife services, meets the requirements for participation in Medicare. (See 42 CFR 440.165.)
6B Outpatient Hospital Services - Sup. Payments 6B. - Outpatient Hospital Services.--Supplemental Payments.-- (refer to definition for Line 6A above) Payments for outpatient hospital services as defined in line 6A that are made in addition to the base fee schedule or other standard payment for those services. These payments are separate and apart from regular payments and are based on their own payment methodology. The combined standard payment and supplemental payment cannot exceed the Federal upper payment limit. Address outpatient hospital services supplemental payments associated with (1) state owned or operated hospitals, (2) non state government owned or operated hospitals and (3) private hospitals by entering payment information on the pop-up feeder sheet.
7 Prescribed Drugs 7 - Prescribed Drugs. (See 42 CFR 440.120(a).).--These are simple or compound substances or mixtures of substances prescribed for the cure, mitigation, or prevention of disease, or for health maintenance that are:

- Prescribed by a physician or other licensed practitioner of the healing arts within the scope of a professional practice as defined and limited by Federal and State law;

- Dispensed by licensed pharmacists and licensed authorized practitioners in accordance with the State Medical Practice Act; and

- Dispensed by the licensed pharmacist or practitioner on a written prescription that is recorded and maintained in the pharmacist's or practitioner's record.
7A1 Drug Rebate Offset - National 7A.1. Drug Rebate Offset.--This is a refund from the manufacturer to the State Medical Assistance plan for single source drugs, innovator multiple source drugs, and non-innovator multiple source drugs that are dispensed to Medicaid recipients. Rebates are to take place quarterly. Report these offsets as (1) National Agreement or (2) State Sidebar Agreement. National Agreement refers to rebates manufacturers pay your State pursuant to the manufacturers' agreements with CMS under OBRA 1990 provisions. State Sidebar Agreements refer to rebates manufacturers pay under an agreement directly with your State. These may have been entered into before January 1, 1991, the effective date of the OBRA rebate program. Or they may represent agreements your State entered into with a given manufacturer on or after January 1, 1991, under which the manufacturer pays at least as great a rebate as it would under the National Agreement. All States receive rebates under the National Agreements. A few States receive most of their rebates under the National Agreement, but some States receive other rebates under their State Sidebar Agreement with specific manufacturers. All manufacturer rebates received under CMS's National Agreement are reported on Line 7.A.1, National Agreement. All rebates received under State Sidebar Agreements are reported on Line 7.A.2, State Sidebar Agreement.

NOTE: Vaccines are not subject to the rebate agreements.
7A2 Drug Rebate Offset - State Sidebar Agreement 7A2. Drug Rebate Offset.--This is the rebate collected under a separate State agreement Sidebar Agreement. These are rebates received that do not fall under 7A1 (National Drug Rebate).
7A3 MCO - National Agreement 7A.3. National Agreement 7A3. Managed Care Organizations (MCO) - National Agreement: The Affordable Care Act requires manufacturers that participate in the Medicaid Drug Rebate Program to pay rebates for drugs dispensed to individuals enrolled with a Medicaid MCO if the MCO is responsible for coverage of such drugs, effective March 23, 2010. This is a refund from the manufacturer to the State Medical Assistance plan for single source drugs, innovator multiple source drugs, and non-innovator multiple source drugs that are dispensed to Medicaid recipients who are enrolled in a Medicaid MCO. Rebates are to take place quarterly. Report these offsets as MCO National Agreement. National Agreement refers to rebates manufacturers pay your State pursuant to the manufacturers agreements with CMS under OBRA 1990 provisions. All States receive rebates under the National Agreement. For rebates for Medicaid MCO drugs, there will be no rebates under their State Sidebar Agreement with specific manufacturers. All MCO manufacturer rebates received under CMS National Agreement are reported on Line 7.A.3, National Agreement

NOTE: Vaccines are not subject to the National agreement.
7A4 MCO - State Sidebar Agreement 7A.4. MCO State Sidebar Agreement. This is the rebate collected under a separate State agreement Sidebar Agreement. These are rebates received that do not fall under 7A3 (National Drug Rebate).
7A5 Increased ACA OFFSET - Fee for Service - 100% Brand name drugs that are blood clotting factors and drugs approved by the FDA exclusively for pediatric indications are subject to a minimum rebate percentage of 17.1 percent of AMP:

- If the difference between AMP and BP is greater than 15.1 percent of AMP, but less than 23.1 percent of AMP, then we plan to offset the difference between 23.1 percent of AMP and AMP minus BP.

- If the difference between AMP and BP is less than or equal to 15.1 percent of AMP, then we plan to offset the full 2 percent of AMP (the difference between 17.1 percent of AMP and 15.1 percent of AMP).

- If the difference between AMP and BP is greater than 15.1 percent of AMP, but less than 17.1 percent of AMP, then we plan to offset the difference between 17.1 percent of AMP and AMP minus BP.

- If the difference between AMP and BP is greater than or equal to 17.1 percent of AMP, then we do not plan to take any offset amount.

For a drug that is a line extension of a brand name drug that is an oral solid dosage form, we plan to apply the same offset calculation as described above to the basic rebate. Further, we plan to offset only the difference in the additional rebate of the reformulated drug based on the calculation methodology of the additional rebate for the drug preceding the requirements of the Affordable Care Act and the calculation of the additional rebate for the reformulated drug, if greater, in accordance with the Affordable Care Act. If there is no difference in the additional rebate amount in accordance with the Affordable Care Act, then we do not plan to take any offset amount.

For a noninnovator multiple source drug, we plan to offset an amount equal to two percent of the AMP (the difference between 13 percent of AMP and 11 percent of AMP).
7A6 Increased ACA OFFSET - MCO - 100% 7A.6. Increased ACA OFFSET - MCO - 100% 7A6. Increased ACA OFFSET - MCO: Similar to the increased ACA offset for fee-for-service, for covered outpatient drugs that are dispensed to Medicaid MCO enrollees, the Affordable Care Act also required that amounts “attributable” to the increased rebates be remitted to the Federal Government. Below is a description of how the offset is calculated: Brand name drugs other than blood clotting factors and drugs approved by the Food and Drug Administration (FDA) exclusively for pediatric indications are subject to a minimum rebate percentage of 23.1 percent of AMP:

- If the difference between AMP and BP is less than or equal to 15.1 percent of AMP, then we plan to offset the full 8 percent of AMP (the difference between 23.1 percent of AMP and 15.1 percent of AMP).

- If the difference between AMP and BP is greater than 15.1 percent of AMP, but less than 23.1 percent of AMP, then we plan to offset the difference between 23.1 percent of AMP and AMP minus BP.

- If the difference between AMP and BP is greater than or equal to 23.1 percent of AMP, then we do not plan to take any offset amount.

Brand name drugs that are blood clotting factors and drugs approved by the FDA exclusively for pediatric indications are subject to a minimum rebate percentage of 17.1 percent of AMP:

- If the difference between AMP and BP is less than or equal to 15.1 percent of AMP, then we plan to offset the full 2 percent of AMP (the difference between 17.1 percent of AMP and 15.1 percent of AMP).

- If the difference between AMP and BP is greater than 15.1 percent of AMP, but less than 17.1 percent of AMP, then we plan to offset the difference between 17.1 percent of AMP and AMP minus BP.

- If the difference between AMP and BP is greater than or equal to 17.1 percent of AMP, then we do not plan to take any offset amount.

For a drug that is a line extension of a brand name drug that is an oral solid dosage form, we plan to apply the same offset calculation as described above to the basic rebate. Further, we plan to offset only the difference in the additional rebate of the reformulated drug based on the calculation methodology of the additional rebate for the drug preceding the requirements of the Affordable Care Act and the calculation of the additional rebate for the reformulated drug, if greater, in accordance with the Affordable Care Act. If there is no difference in the additional rebate amount in accordance with the Affordable Care Act, then we do not plan to take any offset amount.

For a noninnovator multiple source drug, we plan to offset an amount equal to two percent of the AMP (the difference between 13 percent of AMP and 11 percent of AMP).
8 Dental Services 8. Dental Services (See 42 CFR 440.100.).--These are services that are diagnostic, preventive, or corrective procedures provided by, or under the supervision of, a dentist in the practice of his/her profession including treatment of:

- The teeth and associated structures of the oral cavity; and,

- Disease, injury, or impairment that may affect the oral or general health of the recipient.

Report all EPSDT dental services on this line.

Dentist means an individual licensed to practice dentistry or dental surgery.

NOTE: Exclude all such services provided as part of inpatient hospital, outpatient hospital, nondental, clinic or laboratory services and billed for by the hospital, nondental clinic, or laboratory.
9A Other Practitioners Services - Reg. Payments 9A. - Other Practitioners Services - Regular Payments (see CFR 440.60). Any medical or remedial care or services, other than physicians' services, provided by licensed practitioners with the scope of practice defined under State law. Chiropractors' services may be included here as long as the services that (1) are provided by a chiropractor who is licensed by the State and meets standards issued by the Secretary under section 405.232(b), and (2) consists of treatment by means of manual manipulation of the spine that the chiropractor is legally authorized by the State to perform.
9B Other Practitioners Services - Sup. Payments 9B. - Other Practitioners Services - Supplemental Payments. Payments for other practitioner services as defined in Line 9A that are made in addition to the standard fee schedule payment for those services. When combined with regular payments, these supplemental payments are equal to or less than the Federal upper payment limit. Address supplemental payments for other practitioners associated with (1) governmental hospitals or university medical schools, and (2) private hospitals or university medical schools, and (3) other supplemental payments by entering payment information on the pop-up feeder sheet.
10 Clinic Services 10. Clinic Services (See 42 CFR 440.90.).--These are preventive, diagnostic, therapeutic, rehabilitative, or palliative items or services that:

Are provided to outpatients;

- Are provided by a facility that is not part of a hospital but is organized and operated to provide medical care to outpatients. For reporting purposes, consider a group of physicians who share, only for mutual convenience, space, services of supporting staff, etc., as physicians, rather than a clinic, even though they practice under the name of a clinic; and

- Except in the case of nurse-midwife services (see 42 CFR 440.165), are furnished by, or under, the direction of a physician.

NOTE: Place dental clinics under Dental Services. Report any services not included above under Other Care Services. A clinic staff may include practitioners with different specialties.
11 Laboratory/Radiological 11. Laboratory And Radiological Services (See 42 CFR 440.30.).--These are professional, technical laboratory and radiological services:

Ordered and provided by, or under, the direction of a physician or other licensed practitioner of the healing arts within the scope of a practice as defined by State law or ordered and billed by a physician but provided by an independent laboratory;

- Provided in an office or similar facility other than a hospital inpatient or outpatient department or clinic; and

- Provided by a laboratory that meets the requirements for participation in Medicare.

NOTE: Report X-rays by dentists under Dental Services, Line 8.
12 Home Health Services 12, Home Health Services (See 42 CFR 440.70.).--These are services provided at the patient's place of residence in compliance with a physician's written plan of care that is renewed every 60 days and includes the following items and services:

- Nursing service as defined in the State Nurse Practice Act that is provided on a part-time or intermittent basis by a home health agency (HHA) (a public or private agency or organization, or part of an agency or organization that meets the requirements for participation in Medicare). If there is no agency in the area, a registered nurse who:

- Is licensed to practice in the State;

- Receives written orders from the patient's physician;

- Documents the case and services provided; and

- Has had orientation to acceptable clinical and administrative record keeping from a health department nurse.

Home health aide services provided by an HHA;

- Medical supplies, equipment, and appliances suitable for use in the home; and

- Physical therapy, occupational therapy, or speech pathology and audiology services provided by an HHA or by a facility licensed by the State to provide medical rehabilitation services. (See 42 CFR 441.15 - Home Health Services.)

Place of residence is normally interpreted to mean the patient's home, and does not apply to hospitals or NFs. Services received in a NF that are different from those normally provided as part of the institution's care may qualify as Home Health Services. For example, a registered nurse may provide short-term care for a recipient in a NF during an acute illness to avoid the recipient's transfer to another NF.
13 Sterilizations 13. Sterilizations (See 42 CFR 441, Subpart F.).--These are medical procedures, treatments, or operations for the primary purpose of rendering an individual permanently incapable of reproducing.
14 Abortions 14. Other Pregnancy-related Procedures (See 42 CFR 441, Subpart E.).--FFP is available when a physician has certified, in writing, to the Medicaid agency, that on the basis of professional judgment the woman suffers from a physical disorder, physical injury, or physical illness, including a life-endangering physical condition caused by or arising from the pregnancy itself, that would, as certified by a physician, place the woman in danger of death unless a termination is performed. The certification must contain the name and address of the patient.

The revision to the Hyde Amendment, P.L. 103-112, Health and Human Services Appropriations Bill, made FFP available for expenditures for other pregnancy-related procedures when the pregnancy is a result of an act of rape or incest. This reimbursement is effective for dates of service October 1, 1993 and thereafter.

Provide a breakout of the number of other pregnancy-related procedures and associated expenditures in the following cases:

- Abortions performed to save the life of the mother,

- Abortions performed in the case of pregnancies resulting from incest, and

- Abortions performed in the case of pregnancies resulting from rape.

NOTE 1: Report all other pregnancy-related procedures on this line regardless of the type of provider. For prior period adjustments, only include any entry in number of procedures if, for increasing claims, it is a new pregnancy-related procedure that has not been previously reported, or, for decreasing claims, you want to remove a procedure previously claimed. Make no entry in number of procedures if all you are changing is the dollar amount claimed.

NOTE 2: The "morning after pill" (ECP) is not considered a termination as it is a contraceptive to prevent pregnancy. However, the drug Mifepristone (RU486) should be counted as another pregnancy-related procedure as long as all Hyde amendment and other federal requirements are met.
15 EPSDT Screening 15. EPSDT Screening Services - Physical and mental assessment given to Medicaid eligibles under age 21 to carry out the screening provisions of the EPSDT program. However, the agency must provide at least the following services through consultation with health experts, determine the specific health evaluation procedures to be used, and the mechanisms needed to carry out the screening program.

- A comprehensive health and developmental history (including assessment of both physical and mental health development);

- A comprehensive unclothed physical exam;

- Appropriate immunizations according to the Advisory Committee on Immunization Practices

- Laboratory tests (including blood lead level assessment according to age/risk factors);

- Health education (including anticipatory guidance); and

- Dental Services - Referral to a dentist in accordance with the States’ periodicity schedule.

- Vision Services

The above services may be provided by any qualified Medicaid provider. NOTE: Do not include data for dental, hearing, or vision services here. Report dental examinations and preventative dental services on Line 8, Dental Services. Report hearing services, including hearing aids, on Line 32, Services for Speech, Hearing and Language. Report vision services rendered by professionals (e.g. - examinations, etc.) on Line 9, Other Practitioners' Services. Note that the cost of eyeglasses and other aids to vision is to be reported on Line 33, Prosthetic Devices, Dentures, and Eyeglasses. Report other necessary health care according to the appropriate category.
16 Rural Health 16. Rural Health Clinic (RHC) Services (See 42 CFR 440.20(b).).--If a State permits the delivery of primary care by a nurse practitioner (NP) or physician's assistant (PA), rural health clinic (RHC) means the following services furnished by a RHC that has been certified in accordance with the conditions of 42 CFR Part 491 (Certification of Certain Health Facilities):

- Services furnished by a physician within a professional scope under State law, whether the physician performs these services in or away from the clinic and the physician has an agreement with the clinic to be paid by it for such services.

- Services furnished by a PA, NP, nurse midwife or other specialized NP (as defined in 42 CFR 405.2401 and 491.2) if they are furnished in accordance with the requirements specified in 42 CFR 405.2414(a).

- Services and supplies that are furnished as incident to professional services furnished by a physician, PA, NP, nurse midwife, or specialized NP. (See 42 CFR 405.2413 and 405.2415 for the criteria determining whether services and supplies are included.)

- Part-time or intermittent visiting nurse care and related medical supplies (other than drugs and biological) if:

- The clinic is located in an area in which the Secretary has determined that there is a shortage of HHAs (see 42 CFR 405.2417);

- The services are furnished by an RN or licensed PN or a licensed vocational nurse employed by, or otherwise compensated for the services by, the clinic;

- The services are furnished under a written plan of treatment that is established and reviewed at least every 60 days by a supervising physician of the clinic or that is established by a physician, PA, NP, nurse midwife, or specialized NP and reviewed and approved at least every 60 days by a supervising physician of the clinic; and

- The services are furnished to a homebound recipient. For purposes of visiting nurse services, a homebound recipient means one who is permanently or temporarily confined to a place of residence because of a medical or health condition, and leaves the place of residence infrequently. For this purpose, place of residence does not include a hospital or an NF.Rural Health Clinic (RHC) Services (See 42 CFR 440.20(b).).--If a State permits the delivery of primary care by a nurse practitioner (NP) or physician's assistant (PA), rural health clinic (RHC) means the following services furnished by a RHC that has been certified in accordance with the conditions of 42 CFR Part 491 (Certification of Certain Health Facilities):
16 Rural Health - Services furnished by a physician within a professional scope under State law, whether the physician performs these services in or away from the clinic and the physician has an agreement with the clinic to be paid by it for such services.

- Services furnished by a PA, NP, nurse midwife or other specialized NP (as defined in 42 CFR 405.2401 and 491.2) if they are furnished in accordance with the requirements specified in 42 CFR 405.2414(a).

- Services and supplies that are furnished as incident to professional services furnished by a physician, PA, NP, nurse midwife, or specialized NP. (See 42 CFR 405.2413 and 405.2415 for the criteria determining whether services and supplies are included.)

- Part-time or intermittent visiting nurse care and related medical supplies (other than drugs and biological) if:

- The clinic is located in an area in which the Secretary has determined that there is a shortage of HHAs (see 42 CFR 405.2417);The services are furnished by an RN or licensed PN or a licensed vocational nurse employed by, or otherwise compensated for the services by, the clinic;

- The services are furnished under a written plan of treatment that is established and reviewed at least every 60 days by a supervising physician of the clinic or that is established by a physician, PA, NP, nurse midwife, or specialized NP and reviewed and approved at least every 60 days by a supervising physician of the clinic; and

- The services are furnished to a homebound recipient. For purposes of visiting nurse services, a homebound recipient means one who is permanently or temporarily confined to a place of residence because of a medical or health condition, and leaves the place of residence infrequently. For this purpose, place of residence does not include a hospital or an NF.
17A Medicare - Part A 17A. Part A Premiums--(See §301 P.L. 100-360 and §1902 (a)(10) (E)(ii) of the Act) -- Include Part A premiums paid for Qualified Disabled and Working Individuals (QWDIs) under §1902(a)(10)(E)(ii) of the Act.
17B Medicare - Part B 17B. Part B Premiums--(See §1902(a). Part B Premiums - Include premiums paid through Medicare buy-in under 1843 for Qualified Medicare Beneficiaries (QMBs) under 1902(a)(10)(E)(i),Specified Low-Income Medicare Beneficiaries (SLMBs) under 1902(a)(10)(E)(iii),and other Medicare/Medicaid dual eligibles covered in 1902(a)(10) of the Act. Do not include part B premiums for line 17C (Qualifying Individuals). This amount is shown on the bottom of each monthly bill sent to you on the summary accounting statement Form CMS-1604.
17C1 120% - 134% Of Poverty Line 17C.1. - 120% - 134% of Poverty - Include premiums paid for Medicare Part B under §1902(a)(10)(E)(iv)(I).
17D Coinsurance 17D. Coinsurance and Deductibles-- Include Medicare deductibles and coinsurance required to be paid for QMBs under §1905 (p)(3). (Do not include any Medicare deductibles and coinsurance for other Medicare/Medicaid dual eligibles. Report expenditures for Medicaid services also covered by Medicare under the appropriate Medicaid service category.) Coinsurance is a joint assumption of risk by the insured and the insurer, whereby each shares on a specific basis, the applicable medical expenses of the insured. The insured's share of coinsurance may be paid on his/her behalf. For example, under part B of Medicare, the beneficiary's coinsurance responsibility is a percent of reasonable and customary expenses greater than the stipulated deductible. A deductible is that portion of applicable medical expenses which must be borne by the insured (or be paid on his/her behalf) before insurance benefits for the calendar year begin.

EXCEPTION: REPORT ALL OTHER PREGNANCY-RELATED PROCEDURES ON LINE 14.
18A Medicaid - MCO 18A. Managed Care Organizations (MCOs) -- (See §1903(m)(1)(A) of the Act revised by BBA §4701(b)). - Include capitated payments made to a Medicaid Managed Care Organization which is defined as follows:

A Medicaid Managed Care Organization (MCO) means a health maintenance organization, an eligible organization with a contract under §1876 or a Medicare+ Choice organization with a contract under part C of title XVIII, a provider sponsored organization, which meets the requirements of §1902(w)and -

1. makes services it provides to individuals eligible for benefits under this title accessible to such individuals, within the area served by the organization, to the same extent as such services are made accessible to individuals (eligible for Medical Assistance under the State plan) not enrolled with the organization, and

2. has made adequate provision against the risk of insolvency, which provision is satisfactory to the State and which assures that individuals eligible for benefits under this title are in no case held liable for debts of the organization in case of the organization's insolvency.

An organization that is a qualified health maintenance organization (as defined in §1310(d) of the Public Health Service Act) is deemed to meet the requirements of clauses (i) and (ii).
18A1 Medicaid MCO - Evaluation and Management 18A1. Medicaid MCO - Evaluation and Management -- ACA Section 1202 - Services in the category designated Evaluation and Management in the Healthcare Common Procedure Coding System. 100% Federal Share Matching.
18A2 Medicaid MCO - Vaccine codes 18A2. Medicaid MCO - Vaccine codes -- ACA Section 1202 - Services related to immunization administration for vaccines and toxoids for which CPT codes 90465, 90466, 90467, 90468, 90471, 90472, 90473, or 90474 (as subsequently modified) apply under such system. 100% Federal Share matching rate
18A3 Medicaid MCO - Community First Choice 18A3. Medicaid MCO - Community First Choice -- 6% FMAP rate for Total Computable entered at the FMAP Federal Share rate. ACA Section 2401 - The provision established a new Medicaid State Plan option effective October 1, 2011 to allow States to cover HCBS and supports for individuals with incomes not exceeding 150 percent of the FPL, or, if greater, who have been determined to require an institutional level of care. States are provided an additional 6% increase in the FMAP matching funds for services and supports provided to such individuals.
18A4 Medicaid MCO - Preventive Services Grade A OR B, ACIP Vaccines and their Admin 18A4. Medicaid MCO - Preventive Services Grade A or B, ACIP Vaccines and their Admin -- 1% FMAP rate for Total Computable entered at the FMAP Federal Share rate. As a result of ACA 4106 Any clinical preventive services that are assigned a grade of A or B by the United States Preventive Services Task Force. States get the 1% additional FMAP upon an approved SPA. Effective January 1, 2013
18A5 Medicaid MCO - Certified Community Behavior Health Clinic Payments 18A5 - Medicaid MCO - Certified Community Behavior Health Clinic Payments
18B1 Prepaid Ambulatory Health Plan A Prepaid Ambulatory Health Plan (PAHP) means an entity that provides medical services to enrollees under contract with the State agency, and on the basis of prepaid capitation payments, or other payment arrangements that do not use State plan payment rates. A PAHP does not provide or arrange for the provision of any inpatient hospital or institutional services for its enrollees, and does not have a comprehensive risk contract.

NOTE: Include dental, mental health, transportation and other plans covering limited services (without inpatient hospital or institutional services) under PAHP.
18B1a MCO PAHP - Evaluation and Management 18B1a. MCO PAHP - Evaluation and Management -- ACA Section 1202 - Services in the category designated Evaluation and Management in the Healthcare Common Procedure Coding System. 100% Federal Share Matching.
18B1b MCO PAHP - Vaccine codes 18B1b. MCO PAHP - Vaccine codes -- ACA Section 1202 - Services related to immunization administration for vaccines and toxoids for which CPT codes 90465, 90466, 90467, 90468, 90471, 90472, 90473, or 90474 (as subsequently modified) apply under such system. 100% Federal Share matching rate
18B1c MCO PAHP - Community First Choice 18B1c. MCO PAHP - Community First Choice -- 6% FMAP rate for Total Computable entered at the FMAP Federal Share rate. ACA Section 2401 - The provision established a new Medicaid State Plan option effective October 1, 2011 to allow States to cover HCBS and supports for individuals with incomes not exceeding 150 percent of the FPL, or, if greater, who have been determined to require an institutional level of care. States are provided an additional 6% increase in the FMAP matching funds for services and supports provided to such individuals.
18B1d MCO PAHP - Preventive Services Grade A OR B, ACIP Vaccines and their Admin 18B1d. MCO PAHP. Preventive Services Grade A OR B, ACIP Vaccines and their Admin -- 1% FMAP rate for Total Computable entered at the FMAP Federal Share rate. As a result of ACA 4106 Any clinical preventive services that are assigned a grade of A or B by the United States Preventive Services Task Force. States get the 1% additional FMAP upon an approved SPA. Effective January 1,
18B1e Medicaid PAHP - Certified Community Behavior Health Clinic Payments 18B1e - Medicaid PAHP - Certified Community Behavior Health Clinic Payments
18B2 Prepaid Inpatient Health Plan A Prepaid Inpatient Health Plan (PIHP) means an entity that provides medical services to enrollees under contract with the State agency, and on the basis of prepaid capitation payments, or other payment arrangements that do not use State plan payment rates. A PIHP provides, arranges for, or otherwise has responsibility for the provision of any inpatient hospital or institutional services for its enrollees. A PIHP does not have a comprehensive risk contract.

NOTE: Include dental, mental health, transportation and other plans covering limited services (with inpatient hospital or institutional services) under PIHP.
18B2a MCO PIHP - Evaluation and Management 18B2a. MCO PIHP - Evaluation and Management -- ACA Section 1202 - Services in the category designated Evaluation and Management in the Healthcare Common Procedure Coding System. 100% Federal Share Matching.
18B2b MCO PIHP - Vaccine codes 18B2b. MCO PIHP - Vaccine codes -- ACA Section 1202 - Services related to immunization administration for vaccines and toxoids for which CPT codes 90465, 90466, 90467, 90468, 90471, 90472, 90473, or 90474 (as subsequently modified) apply under such system. 100% Federal Share matching rate
18B2c MCO PIHP - Community First Choice 18B2c. MCO PIHP - Community First Choice -- 6% FMAP rate for Total Computable entered at the FMAP Federal Share rate. ACA Section 2401 - The provision establishes a new Medicaid State Plan option effective October 1, 2011 to allow States to cover HCBS and supports for individuals with incomes not exceeding 150 percent of the FPL, or, if greater, who have been determined to require an institutional level of care. States are provided an additional 6% increase in the FMAP matching funds for services and supports provided to such individuals.
18B2d MCO PIHP - Preventive Services Grade A OR B, ACIP Vaccines and their Admin 18B2d. MCO PIHP. Preventive Services Grade A OR B, ACIP Vaccines and their Admin -- 1% FMAP rate for Total Computable entered at the FMAP Federal Share rate. As a result of ACA 4106 Any clinical preventive services that are assigned a grade of A or B by the United States Preventive Services Task Force. States get the 1% additional FMAP upon an approved SPA. Effective January 1,
18B2e Medicaid PIHP - Certified Community Behavior Health Clinic Payments 18B2e - Medicaid PIHP - Certified Community Behavior Health Clinic Payments
18C Medicaid - Group Health 18C. Group Health Plan Payments-- Include payments for premiums for cost effective employer group health insurance under §1906 of the Act.
18D Medicaid - Coinsurance 18D. Coinsurance and Deductibles-- Include payments for coinsurance and deductibles for cost employer group health insurance under §1906 of the Act.
18E Medicaid - Other 18E. Other--Include premiums paid for other insurance for medical or any other type of remedial care in order to maintain a third party resource under §1905(a). (Report expenditures here only if you have elected to pay these premiums in item 3.2(a)(2) on page 29b of your State Plan Preprint.)

EXCEPTION: REPORT ALL OTHER PREGNANCY-RELATED PROCEDURES ON LINE 14.
19A Home & Community-Based Services - Reg. Pay. (Waiv) 19A. Home and Community-Based Services (See 42 CFR 440.180.(a).).--These are services furnished under a 1915(c) waiver approved under the provisions in 42 CFR 441, Subpart G (Home and Community-Based Services; Waiver Requirements).

NOTE: Report only approved waiver services as designated in the State's approved waiver applications which are provided to eligible waiver recipients.
19B Home & Community-Based Services - St. Plan 1915(i) Only Pay. 19B. - Other Practitioners Services - State Plan 1915(i) Only Payment. Only the home and community based services elected and defined in the approved State plan may be claimed on this line and form. Enter cost data on the lines in the pop-up feeder sheet that match the services approved in the State plan.
19C Home & Community-Based Services - St. Plan 1915(j) Only Pay. 19C Home and Community Based Services - State Plan 1915(j) Only Payment - 42 CFR Part 441 - Self-Directed Personal Assistance Services Program State Plan Option. These are PAS services provided under the self-directed service delivery model authorized by 1915(j) including any approved home and community-based services otherwise available under a 1915(c) waiver. The MBES will automatically enter in row 19C the totals from the pop-up 1915(j) Self-Directed Personal Assistance Services Feeder Form. Expenditures for 1915(c) waiver like services provided under 1915(j) Self Direction are entered on the line 19C Feeder Form rather than on the Line 19A Waiver Form which is reserved for approved waiver expenditures.

NOTE: 1915(j) services that are using the self-directed service delivery model for State Plan Personal Care and related services should be claimed separately on Line 23B.
19D Home & Community Based Services State Plan 1915(k) Community First Choice 19D Home and Community Based Services State Plan 1915(k) Community First Choice ACA Section 2401 - The provision established a new Medicaid State Plan option effective October 1, 2011 to allow States to cover HCBS and supports for individuals with incomes not exceeding 150 percent of the FPL, or, if greater, who have been determined to require an institutional level of care. States are provided an additional 6% increase in the FMAP matching funds for services and supports provided to such individuals.
22 All-Inclusive Care Elderly 22. Programs of All-Inclusive Care for the Elderly (PACE)(See 42 CFR Part 460).--PACE provides pre-paid, capitated, comprehensive health care services designed to enhance the quality of life and autonomy for frail, older adults. Required services (See 42 CFR 460.92) The PACE benefit package for all participants, must include:

1. All Medicaid-covered services, as specified in the State's approved Medicaid plan.

NOTE: This is an option within the Medicaid Program to establish Programs of All-Inclusive Care for the Elderly beginning August 5, 1998. (See §1905(a)(26) and §1934 of the Act.) Do not report payments for PACE programs which continue to operate under §1115 authority on this line. Report payments for PACE programs continuing to operate under §1115 waiver authority on the appropriate waiver forms under the appropriate categories of services.
23A Personal Care Services - Reg. Payments 23A. - Personal Care Services.--Regular Payment.-- (See 42 CFR 440.167).-- Unless defined differently by a State agency for purposes of a waiver granted under Part 441, subpart G of this chapter

Personal care services means services furnished to an individual who is not an inpatient or resident of a hospital, nursing facility, intermediate care facility for individuals with intellectual disabilities, or institution for mental health conditions that are--

1. Authorized for the individual by a physician in accordance with a plan of treatment or (at the option of the State) otherwise authorized for the individual in accordance with a service plan approved by the State;

2. Provided by an individual who is qualified to provide such services and who is not a member of the individual's family; and

3. Furnished in a home, and at the State's option in another location.
23B Personal Care Services - SDS 1915(j) 23B. - Personal Care Services.--SDS 1915(j). -- (See 42 CFR Part 441). -- Self-Directed Personal Assistance Services (PAS) State Plan Option. These are PAS provided under the self-directed service delivery model authorized by 1915(j) for State plan personal care and related services.

NOTE: 1915(j) PAS that are using the self-directed service delivery model for section 1915(c) home and community-based services should be claimed separately on line 19C.
24A Targeted Case Management Services - Com. Case-Man. 24A. - Targeted Case Management Services (see section 1915(g)(1) of the Social Security Act) are case management services that are furnished without regard to the requirements of section 1902(a)(1) and section 1902(a)(10)(B) to specific classes of individuals or to individuals who reside in specified areas. Case management services means services which will assist individuals eligible under the plan in gaining access to needed medical, social, educational, and other services (See section 1915(g)(2) of the Act).
24B Case Management - State Wide 24B. - Case Management.--State Wide. -- (See §1915(g)(2) of the Act.).--These are services that assist individuals eligible under the State plan in gaining access to needed medical, social, educational and other services. The agency must permit individuals to freely choose any qualified Medicaid provider when obtaining case management services in accordance with 42 CFR 431.51.
25 Primary Care Case Management 25. Primary Care Case Management Services (PCCM) (See §1905(a)(25) and §1905 (t)--These are case-management related services (including locating, coordinating, and monitoring of health care services) provided by a primary care case manager under a primary care case management contract. Currently most PCCM programs pay the primary care case manager a monthly case management fee. Report service costs and/or related fees on this line. Report other service costs and/or related fees on the appropriate type of service line.

NOTE: Where the fee includes services beyond case management, report the fees under line 18B.
26 Hospice Benefits 26 - Hospice Benefits (See Section 1905(o)(1)(A) of the Act.).--The care described in section 1861(dd)(1) furnished by a hospice program (as defined in section 1861(dd)(2)) to a terminally ill individual who has voluntarily elected to have payment made for hospice care instead of having payment made for certain benefits described under 1812(d)(2)(A) and for which payment may otherwise be made under Title XVIII and intermediate care facility services under the plan. Hospice care may be provided to an individual while such individual is a resident of a skilled nursing facility or intermediate care facility, but the only payment made under the State plan shall be for the hospice care.

NOTE: These are services that are:

- Covered in 42 CFR 418.202;

- Furnished to a terminally ill individual, as defined in 42 CFR 418.3;

- Furnished by a hospice, as defined in 42 CFR 418.3, that:

- Meets the requirements for participation in Medicare specified in 42 CFR 418, Subpart C or by others under an arrangement made by a hospice program that meets those requirements; and

- Is a participating Medicaid provider;

- Furnished under a written plan that is established and periodically reviewed by:

- The attending physician;

- The medical director of the program, as described in 42 CFR 418.54; or

- The interdisciplinary group described in 42 CFR 418.68.
27 Emergency Services for Undocumented Aliens 27. Emergency Services Undocumented Aliens Pursuant to the Act

The Medicaid program pays for emergency medical services provided to certain aliens. Section §1903(v) of the Act sates that "...no payment may be made to a State under this section for medical assistance furnished to an alien who is not lawfully admitted... "The only exception is if such care and services are for

1. an emergency medical condition,

2. if such alien otherwise meets the eligibility requirements for medical assistance under the State Plan, and

3. such care and services are not related to an organ transplant procedure.
28 Federally-Qualified Health Center 28. Federally-Qualified Health Center (FQHC) (See §1905(a)(2) of the Act.) --These are services performed by facilities or programs more commonly known as Community Health Centers, Migrant Health Centers, and Health Care for the Homeless Programs. FQHCs qualify to provide covered services under Medicaid if:

- They receive grants under §§329, 330, or 340 of the Public Health Service (PHS) Act;

- The Health Resources and Services Administration, PHS certifies the center as meeting FQHC requirements; or

- The Secretary determines that the center qualifies through waiver of the requirements.
29 Non-Emergency Medical Transportation 29. - Non-Emergency Medical Transportation (see 42CFR431.53; 440.170; 440.170(a); 440.170(a)(4))--A ride, or reimbursement for a ride, provided so that a Medicaid beneficiary with no other transportation resources can receive services from a medical provider. (NEMT does not include transportation provided on an emergency basis, such as trips to the emergency room for life-threatening situations.

NOTE: Transportation provided via the State is consider an administrative cost and should be reported on the form CMS-64.10.
30 Physical Therapy 30. - Physical Therapy (See 42CFR440.110(a)(1)).--Services prescribed by a physician or other licensed practitioner of the healing arts within the scope of his or her practice under State law and provided to a recipient by or under the direction of a qualified physical therapist. It includes any necessary supplies and equipment.

NOTE: Do not include any costs for physical therapy services provided under the school based environment. Those costs should be reported on the pop-up feeder form for Line 39 below.

NOTE: Do not include any costs for physical therapy services provided under the rehabilitative services option. Those costs should be reported on the pop-up feeder form for Line 40 below.
31 Occupational Therapy 31. - Occupational Therapy (see 42CFR440.110(b))--Occupational therapy means services prescribed by a physician or other licensed practitioner of the healing arts within the scope of his or her practice under State law and provided to a recipient by or under the direction of a qualified occupational therapist. It includes any necessary supplies and equipment.

NOTE: Do not include any costs for occupational therapy services provided under the school based environment. Those costs should be reported on the pop-up feeder form for Line 39 below.

NOTE: Do not include any costs for occupational therapy services provided under the rehabilitative services option. Those costs should be reported on the pop-up feeder form for Line 40 below.
32 Services for Speech, Hearing & Language 32. - Services for Speech, Hearing and Language--Services for individuals with speech, hearing, and language disorders (See 42CFR440.110(c)). Services for individuals with speech, hearing, and language disorders means diagnostic, screening, preventive, or correction services provided by or under the direction of a speech pathologist or audiologist, for which a patient is referred by a physician or other licensed practitioner of the healing arts within the scope of his or her practice under State law. It includes any necessary supplies and equipment, including hearing aids.

NOTE: Do not include any costs for speech and language services provided under the school based environment. Those costs should be reported on the pop-up feeder form for Line 39 below.

NOTE: Do not include any costs for speech / language therapy services provided under the rehabilitative services option. Those costs should be reported on the pop-up feeder form for Line 40 below. It includes any necessary supplies and equipment.
33 Prosthetic Devices, Dentures, Eyeglasses Line 33 - Prosthetic Devices, Dentures, Eyeglasses (See 42 CFR 440.120)

Prosthetic devises means replacement, corrective, or supportive devices prescribed by a physician or other licensed practitioner to:

1. Artificially replace a missing portion of the body;

2. Prevent or correct physical deformity or malfunction;

3. Support a weak or deformed portion of the body.

Dentures are artificial structures made by or under the direction of a dentist to replace a full or partial set of teeth.

Eyeglasses means lenses, including frames, and other aids to vision prescribed by a physician skilled in diseases of the eye or an optometrist.
34 Diagnostic Screening & Preventive Services 34. - Diagnostic Screening & Preventive Services (see 42CFR440.130)

1. "Diagnostic services", except as otherwise provided under this subpart, includes any medical procedures or supplies recommended by a physician or other licensed practitioner of the healing arts within the scope of his or her practice under State law, to enable him to identify the existence, nature, or extent of illness, injury, or other health deviation in a recipient.

2. "Screening services" means the use of standardized tests given under medical direction in the mass examination of a designated population to detect the existence of one or more particular diseases or health deviations or to identify for more definitive studies individuals suspected of having certain diseases.

3. "Preventive services" means services provided by a physician or other licensed practitioner of the healing arts within the scope of his practice under State law to:

3.1. Prevent disease, disability, and other health conditions or their progression;

3.2. Prolong life; and

3.3. Promote physical and mental health and efficiency.

NOTE: This does not include Rehabilitative services - those services are reported on the pop-up feeder sheet for line 40 below.
34A Preventive Services Grade A OR B, ACIP Vaccines and their Admin 34A. Preventive Services Grade A OR B, ACIP Vaccines and their Admin -- 1% FMAP rate for Total Computable entered at the FMAP Federal Share rate. As a result of ACA 4106- Any clinical preventive services that are assigned a grade of A or B by the United States Preventive Services Task Force. States get the 1% additional FMAP upon an approved SPA. Effective January 1, 2013
35 Nurse Mid-Wife Line 35 - Nurse Mid-Wife (See 42 CFR 440.165) "Nurse-midwife services" means services that are furnished within the scope or practice authorized by State law or regulation and, in the case of inpatient or outpatient hospital services or clinic services, are furnished by or under the direction of a nurse mid-wife to the extent permitted by the facility. Unless required by required by State law or regulations or a facility, are reimbursed without regard to whether the nurse-midwife is under the supervision of, or associated with, a physician or other health care provider. See 42 CFR 441.21 for provisions on independent provider agreements for nurse-midwives.
36 Emergency Hospital Services 36. - Emergency Hospital Services (See 42 CFR 440.170) Emergency hospital services means services that:

1. Are necessary to prevent the death or serious impairment of the health of the recipient; and

2. Because of the threat to the life or health of the recipient necessitate the use of the most accessible hospital available that is equipped to furnish the services, even if the hospital does not currently meet- (i) The conditions for participation under Medicare; or (ii) The definitions of inpatient or outpatient hospital services under 42 CFR 440.10 and 440.20. NOTE: Emergency health services provided to undocumented aliens and funded under an allotment established under §4723 of the Balanced Budget Act of 1997 P.L. 105-33 should be reported on Line 27.
37 Critical Access Hospitals Line 37 - Critical Access Hospitals (See 42 CFR 440.170) -- Critical access hospital services that are furnished by a provider that meet the requirements for participation in Medicare as a CAH (see subpart F of 42 CFR part 485), and (ii) are of a type that would be paid for by Medicare when furnished to a Medicare beneficiary. Inpatient CAH services do not include nursing facility services furnished by a CAH with a swing-bed approval.
38 Nurse Practitioner Services Line 38 - Nurse Practitioner Services (See 42 CFR 440.166) Nurse practitioner services means services that are furnished by a registered professional nurse who meets a State's advanced educational and clinical practice requirements, if any, beyond the 2 to 4 years of basic nursing education required of all registered nurses. See 42 CFR 440.166 for requirements related to certified pediatric nurse practitioner and certified family nurse practitioner.
39 School Based Services 39. - School Based Services (See section 1903(c) of the Act)--These services include medical assistance for covered services (see section 1905(a)) furnished to a child with a disability because such services are included in the child's individualized educational program established pursuant to Part B of the Individuals with Disabilities Education Act or furnished to an infant or toddler with a disability because such services are included in the child's individualized family service plan.
40 Rehabilitative Services (non-school-based) 40. - Rehabilitative Services (non-school-based) (see 42CFR440.130(d))--Except as otherwise provided under this subpart, rehabilitative services includes any medical or remedial services recommended by a physician or other licensed practitioner of the healing arts, with the scope of his practice under State law, for maximum reduction of physical or mental health condition and restoration of a recipient to his best possible functional level.

NOTE: Do not include any costs for rehabilitative services provided under the school based environment which should be reported on Line 39.
41 Private Duty Nursing 41. - Private Duty Nursing (see 42CFR440.80)--Nursing services for recipients who require more individual and continuous care than is available from a visiting nurse or routinely provided by the nursing staff of the hospital or skilled nursing facility. These services are provided:

1. by a registered nurse or a licensed practical nurse;

2. under the direction of the recipient's physician; and

3. to a recipient in one or more of the following locations at the option of the State:

3.1. his or her own home;

3.2. a hospital; or

3.3. a skilled nursing facility.
42 Freestanding Birth Center Line 42 - Freestanding Birth Center COVERAGE FOR FREESTANDING BIRTH CENTER SERVICES Section 2301 of the Affordable Care Act amended section 1905(a) of the Social Security Act (the Act) to provide coverage for freestanding birth center services, as defined in section 1905(l)(3)(A) of the Act. In that provision, the benefit is defined as services furnished at a freestanding birth center, which is defined in new subparagraph 1905(l)(3)(B) as a health facility:

- that is not a hospital;

- where childbirth is planned to occur away from the pregnant woman’s residence;

- that is licensed or otherwise approved by the State to provide prenatal, labor and delivery, or postpartum care and other ambulatory services included in the State plan; and

- that must comply with a State’s requirements relating to the health and safety of individuals receiving services delivered by the facility.

In addition to payment for freestanding birth center facilities, section 1905(l)(3)(C) of the Act requires separate payment for the services furnished by practitioners providing prenatal, labor and delivery, or postpartum care in a freestanding birth center facility, such as nurse midwives and birth attendants. Payment must be made to these practitioners directly, regardless of whether the individual is under the supervision of, or associated with, a physician or other health care provider. It is important to note that section 2301 of the Affordable Care Act does not require States to license or otherwise recognize freestanding birth centers or practitioners who provide services in these facilities if they do not already do so. Coverage and payment are limited to only those facilities and practitioners licensed or otherwise recognized under State law.
42 Freestanding Birth Center Prior to passage of the Affordable Care Act, only nurse midwife services were mandatory services under section 1905(a)(17) of the Act and implementing regulations at 42 CFR 440.165. In addition, States had the option to cover the services of other practitioners who are licensed by the State to provide midwifery services such as Certified Professional Midwives (CPM) under section 1905(a)(6) of the Act and implementing regulations at 42 CFR 440.60. These practitioner services are now mandatory when provided in a freestanding birth center as defined above. Further, other practitioner services, such as those furnished by so-called direct entry or lay midwives or birth attendants, who are not licensed but are recognized under State law to provide these services, are now required to be covered when provided in the freestanding birth center.

Submission of State Plan Amendments These provisions became effective with the enactment of the Affordable Care Act, beginning March 23, 2010. To implement these provisions, States will need to submit amendments to their State plans that specify coverage and separate reimbursement of freestanding birth center facility services and professional services. Unless the compliance exception discussed below applies, or the State does not license or otherwise recognize freestanding birth centers or practitioners who provide services in these facilities, States must submit a State plan amendment (SPA) not later than the end of the next calendar quarter that follows the date of this guidance. In accordance with section 2301(c) of the Affordable Care Act, States that require State legislation (other than appropriation legislation) to meet the new requirements related to their Medicaid coverage of freestanding birth center services will not be regarded as out of compliance with the standards governing this coverage option as long as they come into compliance not later than the first day of the first calendar quarter beginning after the close of the first regular session of the State legislature that begins after the date of the enactment of the Affordable Care Act. For example, if the next regular legislative session beginning after March 23, 2010, is from January 1 through April 30, 2011, then the State would have until September 30, 2011, to submit the required SPA with an effective date of July 1, 2011. In the case of the State that has a 2-year legislative session, each year is treated as a separate regular session of the State legislature. For example, if a legislature is in session from January 1, 2010, through December 31, 2012, then the State would have until March 31, 2011, to submit a SPA with an effective date that is no later than January 1, 2011. A State should promptly notify its CMS regional office if this compliance exception is applicable.
43 Health Home for Enrollees w Chronic Conditions 43. Health Home for Enrollees w Chronic Conditions - Health Home services which includes - Comprehensive care Management - Care Coordination - Health promotion - Comprehensive transitional care (Planning and coordination) - Individual and Family Support - Referral to community/social supports - Use of Health Information Technology to link services as feasible and appropriate
44 Tobacco Cessation for Pregnant Women 44. Tobacco Cessation for Preg Women - ACA Section 4107 Payments for tobacco cessation counseling services for pregnant women and smoking/tobacco cessation outpatient drugs for pregnant women.
45 Health Home for Enrollees w Substance-Use-Disorder 45 Health Home for Enrollees with Substance Use Disorder - Pursuant to Section 1006 of the recently signed Substance Use-Disorder Prevention that Promotes Opioid Recovery and Treatment for Patients and Communities (SUPPORT) Act of 2018. States that have an approved Health Home Spa will receive 90% FMAP for 10 consecutive quarters from Approval Date.
49 Other Care Services 49 -- Other Care Services --These are any medical or remedial care services recognized under State law and authorized by the approved Medicaid State Plan. Such services do not meet the definition of, and are not classified under, any category of service included on Lines 1 through 41.

Appendix J: MBES CBES Category of Service Line Definitions for the 21 Form

Line Line - Form Display Line - Definition
1A Premiums - Up To 150%: Gross Premiums Paid Line 1.A. Gross Premiums Paid.--Report on line 1.A. the amount of expenditures related to premiums paid for children whose family income is up to 150 percent of the Federal poverty level. Use the definition as contained in Part 2 Section 2500.2.E., lines 18.A. -18.E. (Medicaid Health Insurance Payments-Health Maintenance Organizations (HMO), Health Insuring Organization (HIO), Prepaid Health Plans (PHP), Group Health Plan Payments, and Other, respectively) of the State Medicaid Manual. Remember to report the total amount of the premiums. DO NOT NET THE OFFSETS WITH THE PREMIUMS. For example, it costs the State 500 per month per person and there are 100 people under this plan. Assume that the state receives $20 from one of the individuals covered for his share of the cost. Report $50,000 (500 x 100) on Line 1.A. and $20 on Line 1.B.
1B Premiums - Up To 150%: Cost Sharing Offset Line 1.B. Cost Sharing Offsets.--Report any cost sharing offset amounts received with respect to the amounts reported on Line 1.A. for children whose family income is up to 150 percent of the Federal poverty level. As indicated above, for line 1.A, the cost sharing offset amounts relate to the expenditures reported on line 1.A. should be reported separately on line 1.B.
1C I Premiums - Over 150%: Gross Premiums Paid Line 1.C. Gross Premiums Paid.--For children above 150% of poverty, premiums may be imposed on a sliding scale related to family income. Use the definition as contained in Part 2 Section 2500.2.E., lines 18.A. -.18.E (Medicaid Health Insurance Payments-Health Maintenance Organizations (HMO), Health Insuring Organization (HIO), Prepaid Health Plans (PHP), Group Health Plan Payments, and Other, respectively) of the State Medicaid Manual. DO NOT NET THE OFFSETS WITH THE PREMIUMS For an example see item 1.A.
1D Premiums - Over 150%: Cost Sharing Offset Line 1.D. Cost Sharing Offsets.--Report any cost sharing offset amounts received with respect to the amounts reported on line 1.C. for children whose family income is above 150 percent of the Federal poverty level. As indicated above for line 1.A, the cost sharing offset amounts related to the expenditures reported on line 1.A. should be reported separately on line 1.B. NOTE: Line items 1.A. - D. above relate to capitated payments on behalf of CHIP recipients in Managed Care Arrangements. Do not breakout out the amounts reported on lines 1.A. - 1.D. in lines 2 - 26 below, as they relate to expenditures for CHIP recipients in Fee-For-Service Plans.
2 Inpatient Hospital Line 2. Inpatient Hospital Services - Regular Payments.--Use the definition as contained in Part 2 Section 2500.2.E., line 1.A. (Inpatient Hospital Services - Regular Payments) of the State Medicaid Manual.
3 Inpatient Mental Health Line 3. Inpatient Mental Health Facility Services - Regular Payments.---Use the definition as contained in Part 2 Section 2500.2.E., line 2.A. (Mental Health Facility Services-Regular Payments) of the State Medicaid Manual.
4 Nursing Care Services Line 4. Nursing Care Services. - (Other than services in an institution for mental health conditions).---Use the definition as contained in Part 2 Section 2500.2.E., line 29 paragraph g., (Other Care Services- nurse midwife services), of the State Medicaid Manual.
5 Physician/Surgical Line 5. Physician and Surgical Services.--Use the definition as contained in Part 2 Section 2500.2.E., line 5. (Physicians’ Services) of the State Medicaid Manual.
6 Outpatient Hospital Line 6. Outpatient Hospital Services. .-:-Use the definition as contained in Part 2 Section 2500.2.E., line 6. (Outpatient Hospital Services) of the State Medicaid Manual for services related to non-mental health facilities which are reported on line 7 below.
7 Outpatient Mental Health Line 7. Outpatient Mental Health Facility Services.---Use the definition as contained in Part 2 Section 2500.2.E., line 6 (Outpatient Hospital Services) of the State Medicaid Manual for services related to mental health facilities only.
8 Prescribed Drugs Line 8. Prescribed Drugs.--Use the definition as contained in Part 2 Section 2500.2.E., line 7. (Prescribed Drugs) of the State Medicaid Manual.
8A Drug Rebate 8A.1. Drug Rebate Offset.--This is a refund from the manufacturer for single source drugs, innovator multiple source drugs, and non-innovator multiple source drugs.
9 Dental Services Line 9. Dental Services.--Use the definition as contained in Part 2 Section 2500.2.E., lines 8 (Dental Services) and 29 paragraph e. (Other Care Services-Dentures) of the State Medicaid Manual
10 Vision Services Line 10. Vision Services...--Use the definition as contained in Part 2 Section 2500.2.E., line 29 paragraph e., (Other Care Services-eyeglasses) of the State Medicaid Manual.
11 Other Practitioners Line 11. Other Practitioners' Services. ---Use the definition as contained in Part 2 Section 2500.2.E., lines 9. (Other Practitioners’ Services) and 29 paragraph f. (Other Care Services--diagnostic, screening, rehabilitative, and preventive services) of the State Medicaid Manual.
12 Clinic Services Line 12. Clinic Services.--Use the definition as contained in Part 2 Section 2500.2.E., lines 10. (Clinic Services) and 16. (Rural Health Clinic Services) of the State Medicaid Manual.
13 Therapy Services Line 13. Therapy Services. ---Use the definition as contained in Part 2 Section 2500.2.E., line 29 (Other Care Services) paragraphs b. (Physical Therapy), c. (Occupational Therapy), and d. (Services for individuals with speech, hearing, and language disorders) of the State Medicaid Manual.
14 Laboratory/Radiological Line 14. Laboratory And Radiological Services.--Use the definition as contained in Part 2 Section 2500.2.E., line 11. (Laboratory and Radiological Services of the State Medicaid Manual.
15 Medical Equipment Line 15. Durable and Disposable Medical Equipment. -Use the definition as contained in Part 2 Section 2500.2.E., line 29. paragraph e. (Other Care Services-prosthetic devices) of the State Medicaid Manual
16 Family Planning Line 16.Family Planning. --On the Form HCFA-64.21 series, the reporting on the family planning line 16 is blocked. This is because of the way family planning services are treated with respect to the available FMAP rate and the application of payments against the States’ FY CHIP allotments (refer to SMM §2500.9.I.1. and .2).
17 Other Pregnancy-related Procedures Line 17. Other Pregnancy-related Procedures.--Use the definition as contained in Part 2 Section 2500.2.E., line 14 of the State Medicaid Manual.
18 Screening Services Line 18. Screening Services.--Use the definition as contained in Part 2 Section 2500.2.E., line 15. (EPSDT Screening Services) of the State Medicaid Manual.
19 Home Health Line 19. Home Health Services. --Use the definition as contained in Part 2 Section 2500.2.E., line 12. (Home Health Services) of the State Medicaid Manual.
20 Health Services Initiatives Line 20. Health Services Initiatives States may use funds available under their 10 percent administrative cap to fund Health Service Initiatives (HSIs). An HSI is an activity that protects public health, protects the health of individuals, improves or promotes a state's capacity to deliver public health services, or strengthens the human and material resources necessary to accomplish public health goals relating to improving the health of children, including targeted low-income children and other low-income children. States are not limited in the number of different HSIs they may fund, as long as the state ensures that title XXI funding, within the state's 10 percent limit, is sufficient to continue the proper administration of the CHIP program. If such funds become less than sufficient, the state agrees to redirect title XXI funds from the support of HSIs to the administration of the CHIP program.
21 Home and Community Line 21. Home and Community-Based Services. --Use the definition as contained in Part 2 Section 2500.2.E., lines 19. (Home and Community-Based Services) and 23. (Personal Care Services) of the State Medicaid Manual.
22 Hospice Line 22. Hospice Care Services. --Use the definition as contained in Part 2 Section 2500.2.E., line 26. (Hospice Benefits) of the State Medicaid Manual.
23 Medical Transportation Line 23. Medical Transportation Services. --Use the definition as contained in Part 2 Section 2500.2.E., line 29 paragraph a. (Other Care Services-Transportation) of the State Medicaid Manual.
24 Case Management Line 24. Case Management Services. --Use the definition as contained in Part 2 Section 2500.2.E., lines 24. (Targeted Case Management Services) and 25 (Primary Care Case Management Services) of the State Medicaid Manual.
25 Translation and Interpretation Line 25. Translation and Interpretation (Section 201 CHIPRA) Translation may be allowable as an administrative activity if it is not included and paid for as part of a direct medical service and if it is necessary for the proper and efficient administration of the State plan. However, in order for translation to be claimable as administration, it must be provided either by separate units or separate employees performing solely translation activities and it must facilitate access
31 Other Services Line 31. Other Services
32 Outreach Outreach Amounts reported on this line should NOT include any amounts reported on Lines 32A or 32B
32A Increased Outreach and Enrollment of Indians Line 32.A - Increased Outreach and Enrollment of Indians (Section 202 CHIPRA) )--Enter in Column (a) the total computable amount of expenditures for the Increased Outreach and Enrollment of IndiansThe MBES will automatically calculate the Federal Share in Columns (b) and (e) at the CHIP rate. These expenditures are NOT applicable to the 10% limit on Outreach and Certain other expenditures. Amounts reported on this line should NOT include any amounts reported on Lines 32 or 32B
32B Increase outreach and enrollment of children through premium subsidies Line 32.B - Increase Outreach and Enrollment of children through premium subsidies Amounts reported on this line should NOT include any amounts reported on Lines 32 or 32A
33 Administration Line 33. Administration. (Section 2105(a)(2)(D) of the Act).--Enter the amount of other reasonable costs incurred by the State to administer the plan. NOTE: All of these administrative activities are subject to the 10 percent limit and must be entered in Column(c). See Section 2115 K above for a discussion of administrative costs and Section 2115 J above for a discussion of the 10 percent limit.
34 PERM Administration Line 34 - PERM Administration - (Section 601 CHIPRA)--Enter in Column (a) the total computable amount of expenditures for the administration of PERM. The MBES will automatically enter in Columns (b) and (e) 90 percent of the amount reported in Column (a).
35 Citizenship Verification Technology CHIPRA Line 35. Citizenship Verification Technology- (Section 211 CHIPRA)
35A CVT Development Line 35A. CVT Development: (Section 211 CHIPRA)--Enter in Column (a) the total computable amount of expenditures for the design, development, or installation of Citizenship Verification technology.The MBES will automatically enter in Columns (b) and (e) 90 percent of the amount reported in Column (a).
35B CVT Operation Line 35B. CVT Operation (Section 211 CHIPRA)--Enter in Column (a) the total computable amount of expenditures for the operation of Citizenship Verification technology. The MBES will automatically enter in Columns (b) and (e) 75 percent of the amount reported in Column (a).

Appendix P.01: Submitting Adjustment Claims to T-MSIS

Brief Issue Description

There are two ways original claims, and their subsequent adjustments can be linked into a claim family - either through all adjustments linking back to the original claim or each subsequent adjustment linking back to the prior claim (i.e., “daisy chain”). Identifying the members of a claim family is necessary to evaluate the changes to a claim that occur throughout its life.

Background Discussion

Before delving into CMS' guidance on how to populate the ICN-ORIG and ICN-ADJ fields, some background discussion is needed on terminology and concepts.

What claim transactions should be submitted to T-MSIS?

Every "final adjudicated version of the claim/encounter" should be submitted to T-MSIS.

A "final adjudicated version of the claim/encounter" is a claim that has completed the adjudication process and the paid/denied process. The claim and each claim line will have one of the finalized claim status categories listed in Table 1, below. The actual disposition of the claim can be either "paid" or "denied".

Table 1: Finalized Claim Status Categories

Code Finalized Claim Status Category Description
F0 Finalized-The encounter has completed the adjudication cycle and no more action will be taken. (Used on encounter records)
F1 Finalized/Payment-The claim/line has been paid.
F2 Finalized/Denial-The claim/line has been denied.
F3 Finalized/Revised - Adjudication information has been changed.

Both original claims (or encounters) and adjusted claims (or encounters) can be a "final adjudicated version of the claim/encounter" Whenever a claim/encounter flows through the adjudication and payment processes (if applicable) and falls into one of the claim status categories in Table 1, the state should send the claim/encounter to T-MSIS.

If a claim flows through the adjudication and payment processes and falls into one of the finalized claim status categories multiple times within a single T-MSIS reporting period, CMS expects each of these final adjudicated versions of the claim/encounter to be submitted to T-MSIS, not just the one effective on the last day of the reporting period.

If the claim has not been through the final adjudication process or is "pending" (or in "suspense"), the claim should not be sent to T-MSIS until disposition has been settled to one of the finalized claim status categories. Table 2 provides examples and CMS' expectations.

Table 2: Scenarios for When to Submit Claims

Claim Submission Scenario CMS' Expectation
Adjudicated and paid in the same reporting month CMS expects the claim to be sent to T-MSIS in the reporting month.
Adjudicated in one reporting period, but paid in another reporting month CMS expects the claim to be sent to T-MSIS in the month that the claim was paid.
Adjudicated and paid in one reporting month, and then re-adjudicated and paid in a subsequent month The claim should be reported in the month it is paid, regardless of whether it is an original claim or an adjustment. Therefore, in this scenario, CMS expects the original to be reported in month one and the adjustment to be reported in the subsequent month.
Adjudicated and paid, and then re-adjudicated and paid in the same reporting month In this scenario, if a claim flows through the adjudication and payment processes and falls into one of the claim status categories in Table 1 multiple times within a single T-MSIS reporting period, CMS expects each of these final adjudicated versions of the claim/encounter to be submitted to T-MSIS, not just the one effective on the last day of the reporting period.
Re-adjudicated and paid multiple times in the same reporting month In this scenario, if a claim flows through the adjudication and payment processes and falls into one of the claim status categories in Table 1 multiple times within a single T-MSIS reporting period, CMS expects each of these final adjudicated versions of the claim/encounter to be submitted to T-MSIS, not just the one effective on the last day of the reporting period.

What is a claim family?

A "claim family" (a.k.a. "adjustment set") is defined as a set of post-adjudication claim transactions in paid or denied status that relate to the same provider/enrollee/services/dates of service. This grouping of the original claim and all its subsequent adjustment and/or void claims shows the progression of changes that have occurred since it was first submitted.

Are gross adjustments considered claims/encounters?

While the gross adjustment adjudication indicator codes (values "5" and "6" in Table 3) are reported to T-MSIS in the CLAIM-OT file, they are not technically "claims" or "encounters." Each of these transactions does not relate to a specific service-provider/enrollee episode of care. Instead, these transactions represent payments made by the state for services rendered to multiple enrollees (as in the case of a provider providing screening services for a group of enrollees), DSH payments, or a recoupment of funds previously dispensed in a debit gross adjustment. Therefore, the concept of "claims family" does not apply. Each of these transactions stands on its own and does not constitute a subsequent transaction being a replacement of the earlier transaction.

What alternatives are there for tying the members of a claim family together?

The Original ICN Approach

Under this approach, the state assigns an ICN to the initial final adjudicated version of the claim/encounter and records this identifier in the ICN-ORIG field. If adjustment claims subsequently are created, the ICN assigned to the initial final adjudicated version of the claim/encounter is carried forward on every subsequent adjustment claim. Table 3 illustrates how the ICN-ORIG and ICN-ADJ values on the members of a claim family are populated when the original ICN approach is used.

Table 3: ICN-ORIG/ICN-ADJ Relationships Under the Original ICN Approach

Event ADJUDICATION-DATE ICN-ORIG ICN-ADJ ADJUSTMENT-IND
On 5/1/2014, the state completes the adjudication process on the initial version of the claim 5/1/2014 1 - 0
On 7/15/2014, the state completes a claim re-adjudication / adjustment 7/15/2014 1 2 4
On 8/12/2014, the state completes a 2nd claim re-adjudication / adjustment 8/12/2014 1 3 4
On 9/5/2014, the state completes a 3rd claim re-adjudication / adjustment 9/5/2014 1 4 4

The Daisy-Chain ICN Approach

Under this approach, the state records the ICN of the previous final adjudicated version of the claim/encounter in the ICN-ORIG field of the adjustment claim record. If additional adjustment claims are subsequently created, the ICN-ORIG on the new adjustment claim only points back one generation. Table 4 illustrates how the ICN-ORIG and ICN-ADJ values on the members of a claim family are populated when the daisy-chain ICN approach is used.

Table 4: ICN-ORIG/ICN-ADJ Relationships Under the Daisy-Chain ICN Approach

Event ADJUDICATION-DATE ICN-ORIG ICN-ADJ ADJUSTMENT-IND
On 6/1/2014, the state completes the adjudication process on the initial version of the claim 6/1/2014 11 - 0
On 8/15/2014, the state completes a claim re-adjudication/adjustment 8/15/2014 11 12 4
On 9/12/2014, the state completes a 2nd claim re-adjudication/adjustment 9/12/2014 12 13 4
On 10/5/2014, the state completes a 3rd claim re-adjudication/adjustment 10/5/2014 13 14 4

How are ICN-ORIG and ICN-ADJ fields impacted when voids are submitted?

The primary purpose of void transactions (ADJUSTMENT-IND = 1) is to nullify a claim/encounter from T-MSIS when the state does not wish to replace it with an adjusted claim/encounter record. These records must have the same claim key data element values as the claim/encounter being voided. Dollar and quantity fields should be set to zero. The ADJUDICATION-DATE on these records should be set to the date that the state voided the claim.

Refer to T-MSIS Coding Blog entry "Populating T-MSIS Claims File Data Elements on Void/Reversal/Cancel Records" for additional detailed information.

Table 5 illustrates an example of how the dollar and quantity fields on the members of a claim family are populated when the state wishes to void a claim.

Table 5: ICN-ORIG/ICN-ADJ - Impact of Voids

Event ADJUDICATION-DATE ICN-ORIG ICN-ADJ ADJUSTMENT-IND Dollar Fields Quantity Fields
On 6/1/2014, the state completes the adjudication process on the initial version of the claim 6/1/2014 51 - 0 100.00 5
On 8/15/2014, the state completes a claim re-adjudication/adjustment 8/15/2014 51 52 4 80.00 5
On 8/19/2014, the claim is voided 8/19/2014 51 52 1 0.00 0

If a state uses a process to record adjustments whereby, they void the previous version of the claim and then follow-up with the creation of a new original transaction, and the state can identify that the void and the new original claim are from the same adjudication set, the state should link them together into one claims family using the ICN-ORIG. CMS recognizes that some states may not be able to link a resubmitted claim after a void to the original claim. Table 6 illustrates how CMS is expecting the states to populate the ICN-ORIG/ICN-ADJ fields when the state processes a void/new original when adjusting claims.

Table 6: ICN-ORIG/ICN-ADJ - Keeping the Claim Family Intact When the "Void/New Original" Scenario Occurs

Event ADJUDICATION-DATE ICN-ORIG ICN-ADJ ADJUSTMENT-IND Dollar Fields Quantity Fields
On 6/1/2014, the state completes the adjudication process on the initial version of the claim 6/1/2014 51 - 0 100.00 5
On 8/15/2014, the state completes the adjudication process of a void and associated new original 8/15/2014 51 - 1 0.00 0
On 8/15/2014, the state completes the adjudication process of a void and associated new original 8/15/2014 51 - 0 80.00 5
On 9/20/2014, the state completes the adjudication process of a voidand associated new original 9/20/2014 51 - 1 0.00 0
On 9/20/2014, the state completes the adjudication process of a voidand associated new original 9/20/2014 51 - 0 60.00 5

How Adjustment Records will be Applied by CMS

There is an inherent limitation in the way that CMS can interpret what to do with two claim transactions having the same ICN-ORIG and ADJUDICATION-DATE when both transactions are received in a single submission file. The processing rules that T-MSIS will follow are outlined below. It is up to each state to assure that claim transactions are processed in the appropriate sequence. If the rules below do not result in the sequence of transactions that the state desires, it is up to the state to submit transactions in separate files so that the desired sequence is attained.

Rules for inserting claim transactions into the T-MSIS database

When two or more claim transactions with the same ICN-ORIG and ADJUDICATION-DATE are in the same submission file

If two or more transactions in an incoming claim file have the same ICN-ORIG and ADJUDICATION-DATE values, T-MSIS will evaluate the ADJUSTMENT-IND values and insert the transactions into the T-MSIS database as follows:

1. If more than two transactions in the incoming claim file have the same ICN-ORIG and ADJUDICATION-DATE values, then T-MSIS will reject all the incoming transactions.

2. If the ADJUSTMENT-IND values of both incoming transactions are the same (but not '5' or '6'), then T-MSIS will reject both incoming transactions.

3. If the ADJUSTMENT-IND values of both incoming transactions are some combination of '5' and '6' and if there is no active existing transaction in the T-MSIS DB, then T-MSIS will insert both incoming transactions into the T-MSIS DB (note, since neither transaction supersedes the other, the order in which they are inserted does not matter).

4. If the ADJUSTMENT-IND values of both incoming transactions are some combination of '5' and '6' and if there is an active existing transaction in the T-MSIS DB with an ADJUSTMENT-IND value of '5' or '6', then T-MSIS will insert both incoming transactions into the T-MSIS DB (note, since neither transaction supersedes the other, the order in which they are inserted does not matter).

5. If the ADJUSTMENT-IND values of both incoming transactions is a '5' or '6' and if there is an active existing transaction in the T-MSIS DB with an ADJUSTMENT-IND value of '0', '1', or '4', then T-MSIS will reject both the incoming transactions.

6. If the ADJUSTMENT-IND value of one incoming transaction is a '5' or '6' and the ADJUSTMENT-IND of the other transaction is '0', '1', or '4' and if there is an active existing transaction in the T-MSIS DB with an ADJUSTMENT-IND value of '5' or '6', then T-MSIS will insert the incoming transaction with ADJUDICATION-IND of '5' or '6' and reject the incoming transaction with ADJUSTMENT-IND value '0', '1', or '4'.

7. If the ADJUSTMENT-IND value of one incoming transaction is a '5' or '6' and the ADJUSTMENT-IND of the other transaction is '0', '1', or '4' and there is an active existing transaction in the T-MSIS DB with an ADJUSTMENT-IND value of '0', '1', or '4', then T-MSIS will reject the incoming transaction with ADJUSTMENT-IND value '5' or '6' and evaluate the remaining incoming transaction as follows:

7.1. ADJUSTMENT-IND of the remaining incoming transaction is '0' and the ADJUSTMENT-IND of the active existing transaction is '0', then T-MSIS will reject the incoming transaction.

7.2. ADJUSTMENT-IND of the remaining incoming transaction is '0' and the ADJUSTMENT-IND of the active existing transaction is '1', then T-MSIS will insert the incoming transaction.

7.3. ADJUSTMENT-IND of the remaining incoming transaction is '0' and the ADJUSTMENT-IND of the active existing transaction is '4', then T-MSIS will reject the incoming transaction.

7.4. ADJUSTMENT-IND of the remaining incoming transaction is '1' and the ADJUSTMENT-IND of the active existing transaction is '0', then T-MSIS will insert the incoming transaction.

7.5. ADJUSTMENT-IND of the remaining incoming transaction is '1' and the ADJUSTMENT-IND of the active existing transaction is '1', then T-MSIS will reject the incoming transaction.

7.6. ADJUSTMENT-IND of the remaining incoming transaction is '1' and the ADJUSTMENT-IND of the active existing transaction is '4', then T-MSIS will insert the incoming transaction.

7.7 ADJUSTMENT-IND of the remaining incoming transaction is '4' and the ADJUSTMENT-IND of the active existing transaction is '0', then T-MSIS will insert the incoming transaction.

7.8. ADJUSTMENT-IND of the remaining incoming transaction is '4' and the ADJUSTMENT-IND of the active existing transaction is '1', then T-MSIS will insert the incoming transaction.

7.9. ADJUSTMENT-IND of the remaining incoming transaction is '4' and the ADJUSTMENT-IND of the active existing transaction is '4', then T-MSIS will insert the incoming transaction.

8. If the ADJUSTMENT-IND value of one incoming transaction is '1' and the ADJUSTMENT-IND of the other transaction is '0' or '4' and the ADJUSTMENT-IND of the active existing transaction in the T-MSIS DB is '0' or '4', then T-MSIS will insert the incoming transaction with ADJUSTMENT-IND = '1' first, and then insert the other transaction.

9. If the ADJUSTMENT-IND value of one incoming transaction is '1' and the ADJUSTMENT-IND of the other transaction is '0' or '4' and the ADJUSTMENT-IND of the active transaction in the T-MSIS DB is '1', then T-MSIS will insert the incoming transaction with ADJUSTMENT-IND value of '0' or '4' first and then insert the incoming transaction with ADJUSTMENT-IND = '1'.

10. If the ADJUSTMENT-IND value of one incoming transaction is '0' and the ADJUSTMENT-IND value of the other incoming transaction is '4' and there is no active existing transaction in the T-MSIS DB, then T-MSIS will insert the incoming transaction with ADJUSTMENT-IND value of '0' first and then insert the incoming transaction with ADJUSTMENT-IND = '4'.

11. If any other combination of ADJUSTMENT-IND values occurs, then T-MSIS will reject all the transactions.

CMS Guidance

The state can use either the original ICN approach or the daisy-chain ICN approach to populate the ICN-ORIG field on each member of the claims family. T-MSIS will group claim transactions into claim families as part of the ETL process

Appendix P.02: Reporting Financial Transactions in T-MSIS

How to populate T-MSIS claim files when reporting non-claim expenditures and recoupments

Brief Issue Description:

The purpose of this guidance document is to clarify the appropriate way to report non-claim expenditure and recoupment transactions, since many of the data elements on the claim records (CLAIMIP, CLAIMLT, CLAIMOT, and CLAIMRX) do not seem appropriate for these types of transactions.

Background Discussion

Definition of a financial transaction:

For purposes of this guidance, CMS defines a financial transaction as an expenditure transaction or a recoupment of a previously made expenditure that does not flow through the usual claim adjudication/adjustment process.

The cause or effect of this may be that these types of transactions do not contain the same level of detail as other types of transactions in the state’s system. For example, a state might not assign a service code to a capitation claim. Payments made in lump sums, such as Disproportionate Share Hospital (DSH) payments, because they cannot be attributed to a single beneficiary would not contain a beneficiary identifier.

For some states, examples of financial transactions might include capitation payments made to managed care organizations, supplemental payments (i.e., payments that are above a capitation fee or for a sum above a negotiated rate, such as an FQHC additional reimbursement), drug rebates, DSH payments, cost settlements (e.g., program cost reconciliations and settlements, year-end reconciliation of risk pools), aggregate-level payments to providers (e.g., for a set of enrollees, claims, etc.) rather than payments made on a specific claim.

Financial Transactions may be reported on CLAIMIP, CLAIMLT, CLAIMOT, or CLAIMRX depending on the type and circumstances of the financial transaction. “Table 1 - Financial Transactions and the appropriate T-MSIS file for reporting them” identifies which T-MSIS files are appropriate for the various types of financial transactions.

Table 1 - Financial transactions and the appropriate T-MSIS file for reporting them

At Enrollee Level (col. 1-4) For Multiple Enrollees (i.e., a Service Tracking Claim) (col. 5-10)

Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt DSH Pymt Other Pymt
CLAIMOT CLAIMOT, CLAIMRX CLAIMIP, CLAIMLT, CLAIMOT, CLAIMRX CLAIMIP, CLAIMLT, CLAIMOT, CLAIMRX CLAIMOT CLAIMOT, CLAIMRX CLAIMIP, CLAIMLT, CLAIMOT, CLAIMRX CLAIMIP, CLAIMLT, CLAIMOT, CLAIMRX CLAIMIP, CLAIMOT CLAIMIP, CLAIMLT, CLAIMOT, CLAIMRX

Financial transactions can be contained within the same files as fee-for-service claims and encounter records.

CMS Guidance

When and how to populate data elements for financial transactions:

The data elements listed on the following pages are ones that should be populated on financial transactions. Additional verbiage is provided for those data elements that CMS believes need explicit instructions for building T-MSIS files. States should contact their T-MSIS technical assistant or state liaison if they have questions or concerns. Data elements not specifically listed below can be left blank or space-filled.

CLAIM-HEADER-RECORD data elements

a. RECORD-ID

b. SUBMITTING-STATE

c. RECORD-NUMBER

d. MSIS-IDENTIFICATION-NUM - Populate with beneficiary’s MSIS ID for any beneficiary-specific financial transactions. Otherwise first character of MSIS-IDENTIFICATION-NUM must be “&” to indicate that any characters that might follow do not represent an individual beneficiary’s identifier.

e. ICN-ORIG - See the document entitled CMS Guidance: T-MSIS Adjustment Claim Records- Populating ICN-ORG and ICN-ADJ Fields posted on 2/18/2014 to the T-MSIS State Support.

f. ICN-ADJ - See the document entitled CMS Guidance: T-MSIS Adjustment Claim Records- Populating ICN-ORG and ICN-ADJ Fields posted on 2/18/2014 to the T-MSIS State Support

g. ADJUDICATION-DATE - Date the transaction's approval and payment processes were completed.

h. CHECK-EFF-DATE - Populate with the date that Medicaid funds were disbursed. (Note: Even though the TOT-MEDICAID-PAID-AMT field may be set to zero in some circumstances, Medicaid funds were disbursed - and are captured in the SERVICE-TRACKING-PAYMENT-AMT data element.)

i. ADMISSION-DATE - Populate with the first day of the time period covered by this financial transaction (CLAIMIP and CLAIMLT).

j. DISCHARGE-DATE - Populate with the last day of the time period covered by this financial transaction (CLAIMIP and CLAIMLT).

k. BEGINNING-DATE-OF-SERVICE - Populate with the first day of the time period covered by this financial transaction (CLAIMOT).

l. ENDING-DATE-OF-SERVICE - Populate with the last day of the time period covered by this financial transaction (CLAIMOT).

m. DATE-PRESCRIBED - Populate with the first day of the time period covered by this financial transaction (CLAIMRX).

n. PRESCRIPTION-FILL-DATE - Populate with the last day of the time period covered by this financial transaction (CLAIMRX).

o. WAIVER-TYPE - Populate if applicable and available

p. WAIVER-ID - Populate if applicable and available

q. PLAN-ID-NUMBER - Populate with the managed care plan ID for capitation payments made to managed care plans. Leave blank or space-fill if transaction does not involve a manage care plan.

r. BILLING-PROV-NPI-NUM - Populate with the provider or entity that the financial transaction was addressed to, leave blank or space-fill if transaction involves a manage care plan.

s. TOT-MEDICAID-PAID-AMT - If TYPE-OF-CLAIM is 4, D, or X, then set to zero - service tracking payment amount will be populated instead. Otherwise populate with the amount paid to the provider or health plan.

t. SERVICE-TRACKING-PAYMENT-AMT - If TYPE-OF-CLAIM is 4, D, or X, then populate this with the amount paid, otherwise 0-fill.

u. TYPE-OF-CLAIM - valid values appropriate for each type of financial transaction are shown in Table 2. (The descriptions of the TYPE-OF-CLAIM values are shown in Table 3. The values appropriate for financial transactions are highlighted in yellow.)

Valid Values

Table 2 - TYPE-OF-CLAIM values for financial transactions

At Enrollee Level (col. 1-4) For Multiple Enrollees (i.e., a Service Tracking Claim) (col. 5-10)

Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt DSH Pymt Other Pymt
2, B, V 5, E, Y 5, E, Y 5, E, Y 4, D, X 4, D, X 4, D, X 4, D, X 4, D, X 4, D, X

Table 3 - Descriptions of TYPE-OF-CLAIM values

Claim Type (col. 1-3)

Medicaid or Medicaid Expansion Separate CHIP (Title XXI) Other Description Purpose
1 A U Fee-For-Service Claim Used to report services billed & payments made for specific services rendered to a specific enrollee by a specific provider during a specific period of time. Payment is made only for services actually rendered.
2 B V Capitation Payment Used to report periodic payments made in return for a contractual commitment by the recipient to provide a specified set of services to a specified set of enrollees for a specified period of time. The volume of services actually provided to any given individual is not a factor in the amount of the capitation payment.
3 C W Encounter Record Used to report services provided under a capitated payment arrangement.This includes billing records submitted by providers to non-state entities (e.g., MCOs, health plans) for which the State has no financial liability, since the risk entity has already received a capitated payment from the State.
4 D X Service Tracking Claim Use to report payments made for services rendered to enrollees when the services are not billed and paid at the single enrollee/provider/visit level of detail.
5 E Y Supplemental Payment Used to identify payments that are above a capitation fee or for a sum above a negotiated rate, such as an FQHC additional reimbursement.

v. SOURCE-LOCATION- valid values appropriate for each type of financial transaction are shown in Table 4.

Table 4 - Descriptions of SOURCE-LOCATION values

Code Description
01 MMIS
02 Non-MMIS CHIP Payment System
03 Pharmacy Benefits Manager (PBM) Vendor
04 Dental Benefits Manager Vendor
05 Transportation Provider System
06 Mental Health Claims Payment System
07 Financial Transaction/Accounting System
08 Other State Agency Claims Payment System
09 County/Local Government Claims Payment System
10 Other Vendor/Other Claims Payment System
20 Managed Care Organization (MCO)

w. SERVICE-TRACKING-TYPE - The appropriate values for financial transactions are shown in Table 5. (The descriptions of the SERVICE-TRACKING-TYPE values are shown in Table 6.)

Table 5 - SERVICE-TRACKING-TYPE values for financial transactions

At Enrollee Level (col. 1-4) For Multiple Enrollees (i.e., a Service Tracking Claim) (col. 5-10)

Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt DSH Pymt Other Pymt
00 00 00 00 03 01 04 05 02 03, 06

Table 6 - Descriptions of SERVICE-TRACKING-TYPE values

Code Description
00 Not a Service Tracking Claim - Use this code when codes 01 through 06 do not apply
01 Drug Rebate
02 DSH Payment
03 Lump Sum Payment (The "lump sum payment" code identifies payments made for specific services rendered to individual patients, when the state accepts a lump sum bill from a provider that covered similar services delivered to more than one patient (e.g., a group screening for EPSDT).
04 Cost Settlement
05 Supplemental (The "supplemental payment" code identifies payments that are above a capitation fee or sum above a negotiated rate (e.g., FQHC additional reimbursement).)
06 Other

x. FUNDING-CODE - The appropriate values for financial transactions are shown in Table 7. (The descriptions of the FUNDING-CODE values are shown in Table 8.)

Table 7 - FUNDING-CODE values for financial transactions

At Enrollee Level (col. 1-4) For Multiple Enrollees (i.e., a Service Tracking Claim) (col. 5-10)

Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt DSH Pymt Other Pymt
A or B as appro-priate A through E A through I as appro-priate A through I as appro-priate A or B as appro-priate A through E A through I as appro-priate A through I as appro-priate A through I as appro-priate A through I as appro-priate

Table 8 - Descriptions of FUNDING-CODE values

Code Description
A Medicaid Agency
B CHIP Agency
C Mental Health Service Agency
D Education Agency
E Child and Family Services Agency
F County
G City
H Providers
I Other

CLAIM-LINE-RECORD data elements

a. SUBMITTING-STATE

b. RECORD-NUMBER

c. MSIS-IDENTIFICATION-NUM

d. ICN-ORIG

e. ICN-ADJ

f. LINE-NUM-ORIG

g. LINE-NUM-ADJ

h. ADJUDICATION-DATE - Date the line-level transaction's approval and payment processes were completed

i. REVENUE-CODE - leave blank or space-fill

j. PROCEDURE-CODE - leave blank or space-fill

k. NATIONAL-DRUG-CODE - leave blank or space-fill

l. MEDICAID-PAID-AMT - Because there is no data element on the claim line record segment specifically designated to capture service tracking payment amounts at the claim line level, states should populate MEDICAID-PAID-AMT with the amount of Medicaid funds disbursed. For service tracking claims, the sum of the claim line MEDICAID-PAID-AMT values on a claim’s claim line record segments should equal the amount reported in the SERVICE-TRACKING-PAYMENT-AMT data element on the claim’s claim header record segment.

m. TYPE-OF-SERVICE - The appropriate values for financial transactions are shown in Table 9.

Table 9 - TYPE-OF-SERVICE values for financial transactions

At Enrollee Level (col. 1-4) For Multiple Enrollees (i.e., a Service Tracking Claim) (col. 5-10)

Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt DSH Pymt Other Pymt
119, 120, 121, 122, 138, 139, 140, 141, 142, 143, 144 131 132, 133, 134, 135 Any TOS except 119, 120, 121, 122, 123, 131, 132, 133, 134, 135, 138, 139, 140, 141, 142, 143, 144 119, 120, 121, 122,138, 139, 140, 141, 142, 143, 144 131 132, 133, 134, 135 Any TOS except 119, 120, 121, 122, 123, 131, 132, 133, 134, 135, 138, 139, 140, 141, 142, 143, 144 123 Any TOS except 119, 120, 121, 122, 123, 131, 132, 133, 134, 135, 138, 139, 140, 141, 142, 143, 144

n. CMS-64-CATEGORY-FOR-FEDERAL-REIMBURSEMENT - The appropriate values for financial transactions are shown in Table 10.

Table 10 - CMS-64-CATEGORY-FOR-FEDERAL-REIMBURSEMENT values for financial transactions

At Enrollee Level (col. 1-4) For Multiple Enrollees (i.e., a Service Tracking Claim) (col. 5-10)

Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt DSH Pymt Other Pymt
If TYPE-OF-CLAIM = 2, then 01If TYPE-OF-CLAIM = B then 02If TYPE-OF-CLAIM = V then 03 or 04 as appro-priate If TYPE-OF-CLAIM = 5, then 01If TYPE-OF-CLAIM = E then 02If TYPE-OF-CLAIM = Y then 03 or 04 as appro-priate If TYPE-OF-CLAIM = 5, then 01If TYPE-OF-CLAIM = E then 02If TYPE-OF-CLAIM = Y then 03 or 04 as appro-priate If TYPE-OF-CLAIM = 5, then 01If TYPE-OF-CLAIM = E then 02If TYPE-OF-CLAIM = Y then 03 or 04 as appropriate If TYPE-OF-CLAIM = 4, then 01If TYPE-OF-CLAIM = D then 02If TYPE-OF-CLAIM = X then 03 or 04 as appro-priate If TYPE-OF-CLAIM = 4, then 01If TYPE-OF-CLAIM = D then 02If TYPE-OF-CLAIM = X then 03 or 04 as appro-priate If TYPE-OF-CLAIM = 4, then 01If TYPE-OF-CLAIM = D then 02If TYPE-OF-CLAIM = X then 03 or 04 as appro-priate If TYPE-OF-CLAIM = 4, then 01If TYPE-OF-CLAIM = D then 02If TYPE-OF-CLAIM = X then 03 or 04 as appropriate If TYPE-OF-CLAIM = 4, then 01If TYPE-OF-CLAIM = D then 02If TYPE-OF-CLAIM = X then 03 or 04 as appro-priate If TYPE-OF-CLAIM = 4, then 01If TYPE-OF-CLAIM = D then 02If TYPE-OF-CLAIM = X then 03 or 04 as appropriate

o. XIX-MBESCBES-CATEGORY-OF-SERVICE - The appropriate values for financial transactions are shown in Table 11.

Table 11 - XIX-MBESCBES-CATEGORY-OF-SERVICE values for financial transactions

At Enrollee Level (col. 1-4) For Multiple Enrollees (i.e., a Service Tracking Claim) (col. 5-10)

Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt DSH Pymt Other Pymt
17A, 17B, 17C1, 18A, 18B1, 18B2, 18C, 18E, 22 7A1, 7A2, 7A3, 7A4, 7A5, 7A6 Any code 1C, 1D, 3B, 4C, 5B, 6B, 9B 17A, 17B, 17C1, 18A, 18B1, 18B2, 18C, 18E, 22 7A1, 7A2, 7A3, 7A4, 7A5, 7A6 Any code 1C, 1D, 3B, 4C, 5B, 6B, 9B 1B, 2B Any code except 1B, 1C, 1D, 2B, 3B, 4C, 5B, 6B, 9B, 7A1, 7A2, 7A3, 7A4, 7A5, 7A6, 17A, 17B, 17C1, 18A, 18B1, 18B2 18C, 18E, 22

p. XXI-MBESCBES-CATEGORY-OF-SERVICE - The appropriate values for financial transactions are shown in Table 12.

Table 12 - XXI-MBESCBES-CATEGORY-OF-SERVICE values for financial transactions

At Enrollee Level (col. 1-4) For Multiple Enrollees (i.e., a Service Tracking Claim) (col. 5-10)

Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt Cap Pymt Drug Rebate Cost Stlmnt Spplmntl Pymt DSH Pymt Other Pymt
1A, 1B, 1C, 1D, or 32B 8A Any code leave blank or space-fill 1A, 1B, 1C, 1D, or 32B 8A Any code leave blank or space-fill leave blank or space-fill Any code except 1A, 1B, 1C, 1D, 32B, or 8A

Appendix P.05: Populating Qualifier Fields and Their Associated Value Fields

Brief Issue Description

The purpose of this guidance document is to when record segments need to be created for all valid values in a qualifier field’s valid value set and when it is appropriate to create a record segment for only one of the valid values.

Background Discussion

Definitions

Simple Qualifier Field – is a data element that contains a code (a.k.a. “flag”) that defines/qualifies the coding schema used when populating a set of corresponding data elements. This is necessary because there are several different schemas that a state could use and it needs to be clear which of the schemas is actually used.

Examples of “simple qualifier fields” are the DIAGNOSIS-CODE-FLAG-1 through -12 on the CLAIM-HEADER-RECORD-IP record segment (CIP00002). The valid value set for these fields is:

ICD-9

ICD-10

Other

The state would indicate which coding schema is being used to populate the corresponding data elements DIAGNOSIS-CODE-1 through -12.

Complex Qualifier Field – is a data element that not only defines/qualifies the contents of its corresponding data elements (similar to a “simple qualifier field”), but also represents a situation where the state needs to create a record segment for each valid value that applies to the record’s subject.

An example of a “complex qualifier field is LICENSE-TYPE on the PROV-LICENSING-INFO record segment (PRV00004). The valid value set for this field is:

State, county, or municipality professional or business license

DEA license

Professional society accreditation

CLIA accreditation

Other

The state would create a PROV-LICENSING-INFO record segment and populate the corresponding data elements for each LICENSE-TYPE valid value that applies to the provider.

Corresponding Data Elements – Are data elements that contain values as defined by the qualifier field.

Fully Populated Record Segment – Means that all data elements in the record segment will be populated, not just the qualifier field and its corresponding data elements. These additional data elements are necessary to enable CMS to tie the record segment to its parent segment. These data elements comprise the segment’s natural key. Generally these data elements are the ones bulleted below, but there could potentially be additional ones, depending on the record segment. See the “Record Keys & Constraints” tab in the T-MSIS Data Dictionary if there are questions concerning a record segment’s natural key.

* RECORD-ID

* SUBMITTING-STATE

* RECORD-NUMBER

* MSIS-IDENTIFICATION-NUM / STATE-PLAN-ID-NUM /

SUBMITTING-STATE-PROV-ID

Record Subject – This is the individual/entity around which the record segments in a file are built. The Medicaid/CHIP enrollee is the subject of Eligible Files. In Provider Files, the subject is the provider. The managed care entity is the subject of Managed Care Files, and third party payers and their associated beneficiaries are the subjects of TPL Files.

Overview

The complex qualifier fields are included in the T-MSIS record layouts so that a given record segment layout can be used to capture a standard set of data elements (i.e., the corresponding data elements) for a category of data (i.e., the complex qualifier field’s valid values list) when more than one category may be applicable to the record subject.

The complex qualifier fields’ valid values lists are not “select one value from the valid values list and provide the corresponding data element values (which is the case for simple qualifier fields).” A separate record segment should be created and fully populated for every “complex qualifier field” valid value or unique combination of “complex qualifier field” valid value and corresponding data element value (in accordance with the Record Keys & Constraints) that applies to the record subject. Table 1 illustrates what CMS is expecting, using LICENSE-TYPE in the PROV-LICENSING-INFO record segment (PRV00004) as an example.

Example Scenario

The purpose of the PROV-LICENSING-INFO segment is to capture licensing and accreditation information relevant to a provider. The valid value list for the LICENSE-TYPE data element shows the types of information that CMS is interested in collecting in this record segment:

State, county, or municipality professional or business license

DEA license

Professional society accreditation

CLIA accreditation

Other

For our example, assume three of these categories are applicable to provider # P0123: (a) a professional license issued by the state’s Board of Physicians (valid value # 1); (b.1) a board certification from the ABMS (valid value # 3); (b.2) a board certification from the AOA (also valid value # 3); and (c) a DEA number (valid value # 2). Table 1 and 1a lists the data elements in the PRV00004 record segment, and shows the contents of each data element in the four PRV00004 segments that would be required by this example.

Table 1: Examples of fully populated record segments supplying “complex qualifier field” corresponding data. While these data elements aren't strictly "corresponding data elements," they are necessary to tie the segments to their parent segment.

Data Element Use Data Element Physician
License
ABMS  Board
Certification
AOA  Board
Certification
DEA
Number
Tie segments to parent segment RECORD-ID PRV00004 PRV00004 PRV00004 PRV00004
Tie segments to parent segment SUBMITTING-STATE 24 24 24 24
Tie segments to parent segment RECORD-NUMBER 4506 4507 4508 4509
Tie segments to parent segment SUBMITTING-STATE-PROV-ID P0123 P0123 P0123 P0123
Tie segments to parent segment PROV-LOCATION-ID 0 0 0 0

Table 1a: Examples of fully populated record segments supplying “complex qualifier field” corresponding data.

Data Element Use Data Element Physician License ABMS Board Certification AOA Board Certification DEA Number
Corresponding Data Element PROV-LICENSE-EFF-DATE 19921119 20100101 20120701 20131001
Corresponding Data Element PROV-LICENSE-END-DATE 20150930 20191231 20150630 20160930
"Complex Qualifier”  Data Element LICENSE-TYPE 1 3 3 2
Corresponding Data Element LICENSE-ISSUING-ENTITY-ID 24 American Board of Medical Specialties American Osteopathic Association DEA
Corresponding Data Element LICENSE-OR-ACCREDITATION-NUMBER D98765 IM012345 A5546 FD1234563
NA STATE-NOTATION NA NA NA NA
NA FILLER NA NA NA NA

CMS Guidance

CMS is instructing States to provide information corresponding to each of a complex qualifier field’s valid values to the extent that the valid value is applicable to the record subject. Additionally, States should fully populate the affected record segments.

In its first four columns, Table 2 displays the T-MSIS file name, record segment name, complex qualifier field name and the complex qualifier field’s list of valid values for each of the complex qualifier fields in the T-MSIS data set. The last two columns identify the corresponding data elements (along with the file segments where they reside) that need to be populated for every applicable valid value in the “complex qualifier field’s” valid value list.

Table 2: “Complex Qualifier fields” their valid values, and the corresponding data elements that need to be populated

File Name “Complex Qualifier Field” Information:   Record Segment “Complex Qualifier Field” Information:   Data Element Name “Complex Qualifier Field” Information:   Valid Value and Description Corresponding Data Elements To Be Populated:   Record Segment Corresponding Data Elements To Be Populated:   Data Element Name
ELIGIBLE ELIGIBLE-CONTACT-INFORMATION (ELG00004) ADDR-TYPE 01 - Primary home address and contact information (used for the eligibility determination process); 02 - Primary work address and contact information; 03 - Secondary residence and contact information; 04 - Secondary work address and contact information; 05 - Other category of address and contact information; 06 - Eligible person’s official mailing address ELIGIBLE-CONTACT-INFORMATION-ELG00004 ELIGIBLE-ADDR-LN1; ELIGIBLE-ADDR-LN2; ELIGIBLE-ADDR-LN3; ELIGIBLE-CITY; ELIGIBLE-STATE; ELIGIBLE-ZIP-CODE; ELIGIBLE-COUNTY-CODE; ELIGIBLE-PHONE-NUM; TYPE-OF-LIVING-ARRANGEMENT; ELIGIBLE-ADDR-EFF-DATE; ELIGIBLE-ADDR-END-DATE
MNGDCARE MANAGED-CARE-MAIN (MCR00002) MANAGED-CARE-SERVICE-AREA 1 - Statewide: The managed care entity provides services to beneficiaries throughout the entire state; 2 - County: The managed care entity provides services to beneficiaries in specified counties; 3 - City: The managed care entity provides services to beneficiaries in specified cities; 4 - Region: The managed care entity provides services to beneficiaries in specified regions, not defined by individual counties within the state (“region” is state-defined); 5 - Zip Code: The managed care entity program provides services to beneficiaries in specified zip codes; 6 - Other: The managed care entity provides services to beneficiaries in "other" area(s), not Statewide, County, City, or Region. MANAGED-CARE-SERVICE-AREA-MCR00004 MANAGED-CARE-SERVICE-AREA-NAME; MANAGED-CARE-SERVICE-AREA-EFF-DATE;  MANAGED-CARE-SERVICE-AREA-END-DATE
MNGDCARE MANAGED-CARE-LOCATION-AND-CONTACT-INFO (MCR00003) MANAGED-CARE-ADDR-TYPE 1 - MCO’s corporate address and contact information; 2 - MCO’s mailing address; 3 - MCO’s service location address; 4 - MCO’s Billing address and contact information; 5 - CEO’s address and contact information; 6 - CFO’s address and contact information; 7 - Other MANAGED-CARE-LOCATION-AND-CONTACT-INFO-MCR00003 MANAGED-CARE-LOCATION-ID; MANAGED-CARE-ADDR-LN1; MANAGED-CARE-ADDR-LN2; MANAGED-CARE-ADDR-LN3; MANAGED-CARE-CITY; MANAGED-CARE-STATE; MANAGED-CARE-ZIP-CODE; MANAGED-CARE-COUNTY; MANAGED-CARE-TELEPHONE; MANAGED-CARE-EMAIL; MANAGED-CARE-FAX-NUMBER; MANAGED-CARE-LOCATION-AND-CONTACT-INFO-EFF-DATE
MNGDCARE NATIONAL-HEALTH-CARE-ENTITY-ID-INFO (MCR00008) NATIONAL-HEALTH-CARE-ENTITY-ID-TYPE 1 - Controlling Health Plan (CHP) ID; 2 - Subhealth Plan (SHP) ID; 3 - Other Entity Identifier (OEID) NATIONAL-HEALTH-CARE-ENTITY-ID-INFO-MCR00008 STATE-PLAN-ID-NUM; NATIONAL-HEALTH-CARE-ENTITY-ID; NATIONAL-HEALTH-CARE-ENTITY-NAME; NATIONAL-HEALTH-CARE-ENTITY-ID-INFO-EFF-DATE; NATIONAL-HEALTH-CARE-ENTITY-ID-INFO-END-DATE
PROVIDER PROV-LOCATION-AND-CONTACT-INFO (PRV00003) ADDR-TYPE 1 - Billing Provider; 2 - Provider Mailing; 3 - Provider Practice; 4 - Provider Service Location PROV-LOCATION-AND-CONTACT-INFO-PRV00003 PROV-LOCATION-ID; ADDR-LN1; ADDR-LN2; ADDR-LN3; ADDR-CITY; ADDR-STATE; ADDR-ZIP-CODE; ADDR-TELEPHONE; ADDR-EMAIL; ADDR-FAX-NUM; ADDR-BORDER-STATE-IND; ADDR-COUNTY; PROV-LOCATION-AND-CONTACT-INFO-EFF-DATE; PROV-LOCATION-AND-CONTACT-INFO-END-DATE
PROVIDER PROV-LICENSING-INFO (PRV00004) LICENSE-TYPE 1 - State, county, or municipality professional or business license; 2 -DEA license; 3- Professional society accreditation; 4 -CLIA accreditation; 5- Other PROV-LICENSING-INFO-PRV00004 LICENSE-OR-ACCREDITATION-NUMBER; LICENSE-ISSUING-ENTITY-ID; PROV-LICENSE-EFF-DATE; PROV-LICENSE-END-DATE
PROVIDER PROV-IDENTIFIERS (PRV00005) PROV-IDENTIFIER-TYPE 1 - State-specific Medicaid Provider ID; 2 – NPI; 3 - Medicare ID; 4 - NCPDP ID; 5 - Federal Tax ID; 6 - State Tax ID; 7 – SSN; 8 - Other PROV-IDENTIFIERS-PRV00005 PROV-IDENTIFIER; PROV-IDENTIFIER-ISSUING-ENTITY-ID; PROV-IDENTIFIER-EFF-DATE; PROV-IDENTIFIER-END-DATE
PROVIDER PROV-TAXONOMY-CLASSIFICATION (PRV00006) PROV-CLASSIFICATION-TYPE 1 - Taxonomy code; 2 - Provider specialty code; 3 - Provider type code; 4 - Authorized category of service code PROV-TAXONOMY-CLASSIFICATION-PRV00006 PROV-CLASSIFICATION-CODE; PROV-TAXONOMY-CLASSIFICATION-EFF-DATE; PROV-TAXONOMY-CLASSIFICATION-END-DATE
PROVIDER PROV-AFFILIATED-PROGRAMS (PRV00009) AFFILIATED-PROGRAM-TYPE 1 - Health Plan (NHP-ID); 2 - Health Plan (state-assigned health plan ID); 3 – Waiver; 4 - Health Home Entity; 5 - Other PROV-AFFILIATED-PROGRAMS-PRV00009 AFFILIATED-PROGRAM-ID; PROV-AFFILIATED-PROGRAM-EFF-DATE; PROV-AFFILIATED-PROGRAM-END-DATE
TPL TPL-ENTITY-CONTACT-INFORMATION (TPL00006) TPL-ENTITY-ADDR-TYPE 06 - TPL-Entity Corporate Location; 07 - TPL-Entity Mailing; 08 - TPL-Entity Satellite Location; 09 - TPL-Entity Billing; 10 - TPL-Entity Correspondence; 11 - TPL-Other TPL-ENTITY-CONTACT-INFORMATION-TPL00006 INSURANCE-CARRIER-ADDR-LN1; INSURANCE-CARRIER-ADDR-LN2; INSURANCE-CARRIER-ADDR-LN3; INSURANCE-CARRIER-CITY; INSURANCE-CARRIER-STATE; INSURANCE-CARRIER-ZIP-CODE; INSURANCE-CARRIER-PHONE-NUM; INSURANCE-CARRIER-NAIC-CODE; INSURANCE-CARRIER-NAME; NATIONAL-HEALTH-CARE-ENTITY-ID-TYPE; NATIONAL-HEALTH-CARE-ENTITY-ID; NATIONAL-HEALTH-CARE-ENTITY-NAME; TPL-ENTITY-CONTACT-INFO-EFF-DATE; TPL-ENTITY-CONTACT-INFO-END-DATE